ADENZA, INC.

Cloud computing featuring software for supporting front office, middle office, risk, treasury, regulatory compliance, collateral management, securities finance, clearing, margining through to post-trade processing, across cash and derivatives products for use by financial and trading institutions in the fields of capital markets and treasury

Downloadable computer software for use by financial institutions, asset managers, insurance companies, and capital markets participants for data management, compliance with regulatory requirements, risk, liquidity and capital analytics, measuring capital adequacy, facilitating compliance with accounting standards, workflow management, trade and transaction reporting, tax reporting, facilitating treasury management and cash and liquidity management, providing cross-asset front-to-back operations, namely, structuring and pricing new trades, clearing, confirmation, settlement, payments, matching, reconciliation, reporting and accounting, risk management, margin and collateral management, and audit trail

Software as a service (SAAS) services featuring software for hosting, managing, developing, programming, and maintaining custom software applications for use by financial institutions, asset managers, insurance companies, and capital markets participants for data management, compliance with regulatory requirements, risk, liquidity and capital analytics, measuring capital adequacy, facilitating compliance with accounting standards, workflow management, trade and transaction reporting, tax reporting, facilitating treasury management and cash and liquidity management, providing cross-asset front-to-back operations, namely, structuring and pricing new trades, clearing, confirmation, settlement, payments, matching, reconciliation, reporting and accounting, risk management, margin and collateral management, and audit trail; consulting in the fields of information technology and computer software integration

Downloadable computer software for use by financial institutions, asset managers, insurance companies, and capital markets participants for data management, compliance with regulatory requirements, risk, liquidity and capital analytics, measuring capital adequacy, facilitating compliance with accounting standards, workflow management, trade and transaction reporting, tax reporting, facilitating treasury management and cash and liquidity management, providing cross-asset front-to-back operations, namely, structuring and pricing new trades, clearing, confirmation, settlement, payments, matching, reconciliation, reporting and accounting, risk management, margin and collateral management, and audit trail

Class 042: Providing temporary use of non-downloadable cloud-based software to facilitate treasury management and cash and liquidity management; Providing temporary use of non-downloadable cloud-based software for automating financial trading processes and consolidating data to improve decision making relating to funding, liquidity, foreign exchange, and interest rates; Providing temporary use of non-downloadable cloud-based software for trading, facilitating risk management, back office processing and accounting that consolidates treasury data and operations into a single solution in the nature of a program application for trading, facilitating risk management, settlement and accounting covering all aspects of funding, trading, risk, liquidity management and finance functions; Providing temporary use of non-downloadable cloud-based software for providing a real-time dashboard to pilot treasury activity and analysis to monitor notional and interest rate gaps; Providing temporary use of non-downloadable cloud-based software for daily monitoring of end of day valuations, risk and profit and loss (PL) calculations, payment reconciliation and accounting entries for trading strategies including pre-deal and post-deal limit checks, and covering credit risk and settlement risk; Providing temporary use of non-downloadable cloud-based software for streamlining treasury operations, namely, trade capture, trade pricing and valuations, intra-day and end of day risk and profit and loss calculations, trade confirmations, settlement of cash and securities and accounting transactions and related trade processing workflows by enabling exception based straight-through processing of a trade starting from capture, and all of the way through life cycle events, confirmations, settlement and accounting, including validation and matching of messages and regulatory reporting to regulators; Providing temporary use of non-downloadable cloud-based software featuring pre-loaded blank report templates for generating risk and regulatory reports, client statements, process automation workflows in connection with trades, lifecycle, settlement, messages, inventory, accounting and audit operations

Software as a service (SAAS) services featuring software for hosting, managing, developing, programming, and maintaining custom software applications for data management and for regulatory reporting, risk, liquidity and capital analytics, measuring capital adequacy, and facilitating compliance with accounting standards

Cloud computing featuring software for use by financial and trading institutions in the fields of regulatory reporting, risk, liquidity and capital analytics, measuring capital adequacy, and facilitating compliance with accounting standards

Computer software for data management and for facilitating compliance with regulatory requirements in the financial services and insurance industries

consulting in the fields of information technology and computer software integration; maintenance of computer software

Downloadable computer software for use in simplifying and streamlining the complex processes in treasury, investment management, and lending, at banks and other financial institutions, for all asset classes, including but not limited to a standardized operating models, documented pre-configured procedures, and embedded market best practices, including structuring and pricing new trades, confirmation, settlement, payments, matching, reconciliation, reporting, and accounting, regulatory guidance and compliance, risk management, accounting, and audit trail; "BANK"; Providing online non-downloadable computer software for use in simplifying and streamlining the complex processes in treasury, investment management, and lending, at banks and other financial institutions, for all asset classes, including but not limited to a standardized operating models, documented pre-configured procedures, and embedded market best practices, including structuring and pricing new trades, confirmation, settlement, payments, matching, reconciliation, reporting, and accounting, regulatory guidance and compliance, risk management, accounting, and audit trail

Class 016: Printed documentation, namely, an extensive process manual in the field of banking detailing trading operations, for simplifying and streamlining capital markets business processes, for all asset classes and capital markets, including but not limited to standardized capital markets operating model, documented pre-configured solutions, and embedded market best practices; Printed documentation, namely, an extensive process manual in the field banking detailing trading operations, for use in treasury, investment management, private wealth management, and lending; Printed documentation, namely, an extensive process manual in the field of banking detailing trading operations, for simplifying and streamlining capital markets business processes, for all asset classes and capital markets, including but not limited to treasury, investment management, private wealth management, and lending

computer software for use by financial institutions for core processing and control