Sheaff Brock Capital Management, LLC

Financial advisory and consultancy services; Financial asset management; Financial planning and investment advisory services; Financial portfolio management; Financial research

Class 036: Financial advisory and consultancy services; Financial asset management; Financial planning and investment advisory services; Financial portfolio management

"PORTFOLIOS" AND "INVESTORS"

Financial advisory and consultancy services; Financial asset management; Financial planning and investment advisory services; Financial portfolio management; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement