The Depository Trust & Clearing Corporation

Downloadable computer software in the fields of securities trade processing and trade management for use in managing financial transactions; Downloadable electronic publications in the nature of articles, whitepapers, and reports in the field of financial services

Providing financial payment processing services in the nature of managing and facilitating payout cash and securities claims related to financial instruments; Payment processing and verification services, namely, providing funds distribution for businesses, standing settlement instructions (SSI), and movements of collateral; Providing electronic processing of electronic payments for facilitating payout cash and securities claims related to financial instruments; Providing electronic processing of electronic payments for facilitating payout cash and securities claims related to financial instruments via a global computer network; Providing an internet website portal in the field of financial transaction and payment processing services for facilitating payout cash and securities claims related to financial instruments; Providing electronic processing of electronic payments for facilitating payout cash and securities claims related to financial instruments via the internet; none of the foregoing related to insurance | Application service provider featuring application programming interface (API) software for electronic processing of electronic payments for facilitating payout cash and securities claims related to financial instruments; Providing temporary use of online non-downloadable software for management and facilitation of payout cash and securities claims related to financial instruments; Software as a service (SAAS) services featuring software for management and facilitation of payout cash and securities claims related to financial instruments; Providing temporary use of online non-downloadable software for providing funds distribution for businesses, standing settlement instructions (SSI), and movements of collateral; Software as a service (SAAS) services featuring software for providing funds distribution for businesses, standing settlement instructions (SSI), and movements of collateral; Providing temporary use of online non-downloadable software for processing of electronic payments for facilitating payout cash and securities claims related to financial instruments; Software as a service (SAAS) services featuring software for processing of electronic payments for facilitating payout cash and securities claims related to financial instruments; none of the foregoing related to insurance

Preparation of business reports; Preparation of reports relating to finance and investments for business purposes; Preparing financial reports for others in the nature of securities ownership trends and investment styles for investment research, trading, and portfolio management decisions; Preparing financial reports for others in the nature of anonymized or aggregated securities transaction data; Preparing financial reports for others in the nature of daily aggregated market trading activity; Providing an on-line computer database for viewing, tracking, and analyzing securities ownership trends and investment styles for business purposes; Systemization of data in computer databases; Business services provided to the financial industry, namely, the preparation of reports relating to daily aggregated market trading activity for business purposes; Analysis of market research data and statistics; Analyzing and compiling data for measuring the performance of financial markets | Providing an on-line computer database for viewing, tracking, and analyzing aggregated securities market trading activity; Providing an on-line computer database for viewing, tracking, and analyzing securities ownership trends and investment styles for investment purposes; Services for provision of securities trading information; Providing information in the field of securities ownership trends and investment styles; Providing information in the field of daily aggregated financial market trading activity

"REPO INDEX"

Class 042: Application service provider (ASP) featuring software for use in the insurance industry, namely, software that enables insurance distributors and carriers to electronically exchange imaged documents, signatures, forms and other types of unstructured data during the pre-sale, new business and post-issue processing of annuity and life insurance information

Information services, namely, providing for the electronic compilation and provision of financial information between and among insurance carriers, brokerdealers, banks and other distributors of insurance and annuity products, and insurance service providers, and money settlement services relating thereto

Class 036: Financial information provided by electronic means, in the field of financial trade and transactions; and electronic financial trade processing services, namely, trade submission, comparison, clearance, settlement and confirmation, and regulatory trade reporting

Downloadable software for use in the execution, recordation, management and processing of financial transactions; Downloadable software for use by others in providing financial services, namely, software for compiling, analyzing, and managing data and financial information for use in providing risk management, financial management, securities trading and investment management services; Downloadable software for use in creating, issuing, managing, transacting, transferring, and trading of digital financial assets; Downloadable software for collecting, aggregating, analyzing, modifying, transmitting, storing, and sharing distributed ledger data and other financial information; Downloadable computer software for creating and managing smart contracts using blockchain technology; Downloadable software for accessing, using and tracking smart contracts using blockchain technology; Downloadable electronic publications in the nature of articles, whitepapers, reports, slide presentations, and educational materials in the field of digital financial assets; Providing online, non-downloadable software for the execution, recordation, management and processing of financial transactions; Providing online, non-downloadable software for creating and managing smart contracts using blockchain technology; Providing online, non-downloadable software for use by others in providing financial services, namely, software for compiling, analyzing, and managing data and financial information for use in providing risk management, financial management, securities trading and investment management services; Providing online, non-downloadable software for use in creating, issuing, managing, transacting, transferring, and trading of digital financial assets; Platform as a service (PAAS) featuring computer software platforms for support of digital assets, namely, software for digital asset management; Software as a service (SAAS) services featuring software for the support of digital assets, namely, software for digital asset management; Providing online, non-downloadable software for collecting, aggregating, analyzing, modifying, transmitting, storing, and sharing distributed ledger data and financial information; Electronic data storage; Providing temporary use of non-downloadable software for accessing, using and tracking smart contracts using blockchain technology; Design, development and implementation of software for distributed computing platforms; Technological consultancy in the field of digital financial asset technology

Providing online, non-downloadable electronic publications in the nature of articles, whitepapers, and reports, in the field of financial services; Entertainment services, namely, providing podcasts in the field of financial services; Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging services, featuring automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections; Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax withholding agent services in the nature of holding funds for others in trust in anticipation of tax liability; Financial processing, financial information, and financial services, namely, payment services in the nature of settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; Financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes; Financial information services, namely, providing information regarding financial trade management; Financial transaction processing services, namely, post-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; Financial transaction services, namely, securities trading and settlement staging services; Financial transaction processing services, namely, assisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions; Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services for business purposes, namely, the collection, financial record-keeping, database management, and preparation of business reports, all of the foregoing of information relating to derivatives transactions for regulatory compliance; Financial record-keeping relating to derivatives transactions for regulatory compliance purposes; business legal entity data collection, and updating and maintenance of business legal entity data in computer databases, for business purposes; business legal entity data issuance, namely, issuance of legal entity identifiers for business purposes; Financial custody services, namely, financial records management concerning securities and other financial instruments for others for financial purposes; "FINANCIAL MARKETS"; Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; Providing online, non-downloadable software for use in securities trade allocation and confirmation; Providing an online, non-downloadable software platform for securities trade matching and processing; Providing online, non-downloadable software in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of securities as collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information

Downloadable computer software in the fields of securities trade processing and trade management for use in managing financial transactions; Downloadable electronic publications in the nature of articles, whitepapers, and reports in the field of financial services | Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services for business purposes, namely, the collection, financial record-keeping, database management, and preparation of business reports, all of the foregoing of information relating to derivatives transactions for regulatory compliance; Financial record-keeping relating to derivatives transactions for regulatory compliance purposes; business legal entity data collection, and updating and maintenance of business legal entity data in computer databases, for business purposes; business legal entity data issuance, namely, issuance of legal entity identifiers for business purposes; Financial custody services, namely, financial records management concerning securities and other financial instruments for others for financial purposes | Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax withholding agent services in the nature of holding funds for others in trust in anticipation of tax liability; Financial processing, financial information, and financial services, namely, payment services in the nature of settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; Financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes; Financial information services, namely, providing information regarding financial trade management; Financial transaction processing services, namely, post-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; Financial transaction services, namely, securities trading and settlement staging services; Financial transaction processing services, namely, assisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions | Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging services, featuring automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections | Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational services, namely, development and dissemination of on-line printed educational materials in the field of finance; providing online, non-downloadable electronic publications in the nature of articles, whitepapers, and reports, in the field of financial services | Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; Providing online, non-downloadable software for use in securities trade allocation and confirmation; Providing an online, non-downloadable platform for securities trade matching and processing; Providing online, non-downloadable software in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of securities as collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information; Educational services, namely, development of on-line educational materials in the nature of software in the field of finance

Class 042: Providing temporary use of online non-downloadable software for facilitating trade reporting; providing temporary use of online non-downloadable software for reconciliation of trade data; providing temporary use of online non-downloadable software for accessing and provisioning access to trade data; providing temporary use of online non-downloadable software for normalizing and validating trade data; software as a service (SAAS) services featuring software for facilitating trade reporting; software as a service (SAAS) services featuring software for normalizing and validating trade data; software as a service (SAAS) services featuring software for facilitating reconciliation of trade data; software as a service (SAAS) services featuring software for accessing and provisioning access to trade data; providing an interactive website featuring technology that allows users to facilitate trade reporting; providing an interactive website featuring technology that allows users to normalize and validate trade data; providing an interactive website featuring technology that allows users to reconcile trade data; providing an interactive website featuring technology that allows users to access and provision access to trade data

Business management services, namely, providing automated, standardized management, delivery, and receipt of notifications; providing automated, standardized management, delivery, and receipt of notifications relating to corporate actions and business events; preparing financial reports for others for business purposes; preparation of reports relating to corporate actions and business events and business records management for business purposes; business information management; information services in the field of business management, including such services provided on line or via the internet; providing business management services in the field of financial services; "INFO EXCHANGE"; Providing temporary use of online non-downloadable software for management, delivery, and receipt of notifications and reports; providing temporary use of online non-downloadable software for management, delivery, and receipt of notifications and reports relating to corporate actions and business events; software as a service (SAAS) services featuring software for implementing automated, standardized solutions for management, delivery, and receipt of notifications relating to corporate actions and business events; software as a service (SAAS) services featuring software for providing notification management solutions, namely, automating, standardizing, and delivering notifications relating to corporate actions, and business events

Computer software used for financial transactions in the fields of securities trade processing and trade management; Downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services | Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services, namely, the collection, storage, maintenance, management, recordkeeping and reporting of information relating to derivatives transactions for regulatory compliance; issuance, collection, storage, maintenance, management, and dissemination of business legal entity data for business purposes | Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession and record of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax services, namely, tax withholding services and tax reporting services; Financial processing, financial information, and financial services, namely, settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services, namely, the creation and dissemination of databases, aggregates, reports, benchmarks, data analytics of securities in the fields of finance; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes | Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections | Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational services, namely, development and dissemination of on-line educational materials in the field of finance; Providing online, non-downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services | Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software and data feeds in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages and data feeds featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information

Computer software used for financial transactions in the fields of securities trade processing and trade management; Downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services | Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services, namely, the collection, storage, maintenance, management, recordkeeping and reporting of information relating to derivatives transactions for regulatory compliance; issuance, collection, storage, maintenance, management, and dissemination of business legal entity data for business purposes | Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession and record of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax services, namely, tax withholding services and tax reporting services; Financial processing, financial information, and financial services, namely, settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services, namely, the creation and dissemination of databases, aggregates, reports, benchmarks, data analytics of securities in the fields of finance; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes | Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections | Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational services, namely, development and dissemination of on-line educational materials in the field of finance; Providing online, non-downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services | Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software and data feeds in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages and data feeds featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information

Systemization, compilation, storing, and distribution of business legal entity data for regulatory compliance purposes; Compilation and systemization of entity information and data into computer databases

Downloadable databases in the field of identifiers of entities that engage in financial transactions for use in regulatory reporting; Downloadable electronic directory publications containing entity information and identifiers of entities engaged in financial transactions for use in regulatory reporting | Creating, maintaining and registering commercial identifiers for entities that engage in financial transactions and providing a registry of such identifiers to others for use in regulatory reporting

Financial services, namely, business liquidation services in the form of facilitating liquidations resulting from a default by a financial services firm; providing and arranging financing for purposes of the settlement of positions on behalf of distressed financial services firms; providing analysis of financial delivery obligations to distressed financial services firms; financial analysis of liquidity requirements for distressed financial services firm; business liquidation services in the form of redistributing securities among financial services firms as part of a liquidation of a distressed financial services firm; financial analysis and calculations of caps of financing requirements for financial services firms

Class 036: Providing financial information, namely, providing transactional settlement and commercial transaction information relating to mutual funds for the purpose of ensuring transparency in the sub-accounts of an omnibus account

Class 042: APPLICATION SERVICE PROVIDER (ASP) FEATURING SOFTWARE FOR USE IN THE INSURANCE INDUSTRY, NAMELY, SOFTWARE THAT ENABLES INSURANCE PRODUCT DISTRIBUTORS TO ENTER REQUESTS TO CARRIERS FOR APPOINTMENTS AND APPOINTMENT TERMINATIONS, PRODUCER TERMINATIONS, ADDRESS CHANGES, REPRESENTATIVE IDENTIFICATION NUMBER CHANGES AND LICENSE CONFIRMATIONS [, AND PROVIDES FOR MONEY SETTLEMENT BETWEEN PARTIES FOR LICENSING- AND APPOINTMENT-RELATED FEES ]

BUSINESS SERVICES, NAMELY, ELECTRONIC DATA COLLECTION, DATA SUBMISSION AND CONFIRMATION SERVICES BETWEEN DISTRIBUTORS AND CARRIERS OF INSURANCE PRODUCTS

"PROVIDER"

"ACCESS"

Class 036: Financial information provided by electronic means, in the field of financial trade and transactions; and electronic financial trade processing services, namely, trade submission, comparison, clearance, settlement and confirmation, and regulatory trade reporting