FilePoint EDGAR Services, LLC

Analysis, maintenance, and support services regarding the provision of financial regulatory filings and financial information, namely, providing financial information related to regulatory requirements for firms in the investment management industry; Providing business information in the field of regulatory compliance filings; Financial recordkeeping in the fields of federal government securities regulations and state government securities regulations, investment advisory and investment company activities;; Regulatory compliance consulting for companies in the investment management industry;; Software as a service (SaaS) services featuring cloud-based software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management

Business consulting services in relation to database management, job and workflow management, regulatory compliance and filing management, and data retention management; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping for regulatory compliance purposes; Business consultation in the fields of federal securities regulations, investment advisory and investment company compliance activities; Business administration services, namely, the compilation, preparation, maintenance, and filing of federal securities regulatory documentation; Software as a service (saas) services featuring cloud-based software for use by asset managers and financial institutions to aid in financial asset reporting, regulatory compliance consulting and testing, and financial portfolio compliance management; Design and development of computer hardware and software

Electronic collection of data for business purposes in the field of finance, compliance and regulatory affairs, namely, electronic collection of data relating to banking conduct, business conduct, financial market conduct, banking performance and sustainability, business performance and sustainability, and market performance and sustainability; Providing by electronic means information relating to business conduct, performance and sustainability; Systemization of data relating to banking conduct, business conduct, financial market conduct, banking performance and sustainability, business performance and sustainability, and market performance and sustainability into computer databases; Compilation of business data; Provision of business data, namely, the collection, transcription, compilation and systemization of data; compiling indexes and the electronic distribution of business information relating to banking conduct, business conduct, financial market conduct, banking performance and sustainability, business performance and sustainability, and market performance and sustainability; Business services, namely, business research services related to industry financial information; Marketing services; Provision of market studies; Consultancy, information and advisory services relating to the aforesaid; Information services relating to economic services, including the provision of such services online from a computer database or the internet | Financial research and information services; Financial information services provided by electronic means; Financial information services, namely, providing information relating to banking conduct, business conduct, financial market conduct, banking performance and sustainability, business performance and sustainability, and market performance and sustainability; Information services relating to financial services, financial evaluations, banking, insurance, investment services, banking conduct and financial market conduct, including the provision of such services online from a computer database or the internet; Financial information services relating to the financial performance, financial liquidity and financial reporting of banks and businesses and the grading of such banks and businesses according to such data, including the provision of such services online from a computer database or the internet; Providing financial information via an online database; Providing an internet website portal featuring information in the field of finance; Providing by electronic means information relating to banking conduct, financial market conduct, banking performance and sustainability, and market performance and sustainability | Providing a website featuring temporary use of non-downloadable software that allows users to search a database for information pertaining to banking conduct, business conduct, financial market conduct, banking performance and sustainability, financial returns, business performance and sustainability, compliance, and market performance and sustainability; Providing an interactive website featuring technology that facilitates regulatory compliance by allowing users to learn about banking conduct, business conduct, financial market conduct, banking performance and sustainability, business performance and sustainability, and market performance and sustainability; Providing temporary use of online non-downloadable software for providing a marketing and regulatory compliance platform, business data analytics, business analytics, business intelligence and for collecting and analyzing business data; product development for others

Order fulfillment services | Typesetting; printing services | Document conversion services, namely, converting documents from electronic to physical media and converting electronic media to XBRL, XML, HTML, and EDGAR format; website development for investment companies and other financial firms