GUGGENHEIM CAPITAL, LLC logo

GUGGENHEIM CAPITAL, LLC

44 Marks
LLC
First Filed:Sep 13, 2002Latest Filed:Sep 8, 2025Address:227 W. MONROE, SUITE 4800, CHICAGO, IL 60606, US

Portfolio Overview

Registered
24(55%)
Pending
2(5%)
Dead
18(41%)
Previous
2

Top Classes

Class 36
Insurance, Financial Services & Real Estate
44(100%)
Class 41
Education and Entertainment
1(2%)
Class 16
Paper Goods and Printed Matter
1(2%)

TTAB Proceedings

No litigation activity

Top Firms

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Trademark Activity Timeline(2002 – 2025)

Trademark Portfolio

46 results

(current & previous marks)

Refine by Mark/Description🔽
Filed
Registered
Last Activity
G
G
Service Mark
Combined
PENDING
Owner:
Serial:99381025
Filed:Sep 8, 2025
Classes:36
Goods & Services
Class 036: Financial asset management; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Investment advisory services; Financial information and advisory services; Financial advisory and consultancy services; Providing information and research in the field of finance and financial investments; Financial risk management consultation
RISKOMETRY
RISKOMETRY
Service Mark
Word
ITU
PENDING
Owner:
Serial:98926271
Filed:Dec 28, 2024
Classes:36
Goods & Services
Financial risk management; risk evaluation services for financial investment analysis; financial advisory and consultancy services; financial affairs and monetary affairs, namely, financial information, management and analysis services; information, advisory, consultancy and research services relating to finance and investments; financial services, namely, investment management and investment consultancy; providing information, commentary and advice in the field of finance, financial investments and financial valuations
RYDEX
RYDEX
Service Mark
Word
REGISTERED
Owner:
Serial:98859671
Filed:Nov 18, 2024
Classes:36
Registration:7880416
Registered:Aug 5, 2025
Goods & Services
Mutual funds and capital investment; financial investment in the fields of securities and mutual funds, investment management and financial asset management services; investment of funds for others; providing information, advice and consulting in the fields of mutual funds, mutual fund management, and investment; and providing online computer databases in the fields of mutual funds, mutual fund management, and investment
GUGGENHEIM PARTNERS MIDDLE EAST LIMITED
GUGGENHEIM PARTNERS MIDDLE EAST LIMITED
Service Mark
Word
REGISTERED
Owner:
Serial:90769122
Filed:Jun 11, 2021
Classes:36
Registration:7196887
Registered:Oct 17, 2023
Goods & Services
"PARTNERS MIDDLE EAST LIMITED"
SUSTAINABILITY QUOTIENT
SUSTAINABILITY QUOTIENT
Service Mark
Word
REGISTERED
Owner:
Serial:90597048
Filed:Mar 23, 2021
Classes:36
Registration:6651687
Registered:Feb 22, 2022
Goods & Services
Class 036: Financial risk management; financial risk assessment services in the nature of risk evaluation services for financial investment analysis; financial advisory and consultancy services; financial affairs and monetary affairs, namely, financial information, management and analysis services; information, advisory, consultancy and research services relating to finance and investments; financial services, namely, investment management and investment consultancy; providing information, commentary and advice in the field of finance, financial investments and financial valuations
RISKOMETRY
RISKOMETRY
Service Mark
Word
ABANDONED
Owner:
Serial:90327940
Filed:Nov 18, 2020
Classes:36
Goods & Services
Financial risk management; risk evaluation services for financial investment analysis; financial advisory and consultancy services; financial affairs and monetary affairs, namely, financial information, management and analysis services; information, advisory, consultancy and research services relating to finance and investments; financial services, namely, investment management and investment consultancy; providing information, commentary and advice in the field of finance, financial investments and financial valuations
RYDEX FUNDS
RYDEX FUNDS
Service Mark
Word
REGISTERED
Owner:
Serial:87768226
Filed:Jan 24, 2018
Classes:36
Registration:5683556
Registered:Feb 26, 2019
Goods & Services
Class 036: Financial and investment services, namely, issuance of pooled investment funds related to such indices; providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; mutual funds and capital investment; and providing online electronic databases in the fields of finance, banking, asset management and investment
GUGGENHEIM LARGE-CAP XDEX
GUGGENHEIM LARGE-CAP XDEX
Service Mark
Word
CANCELLED
Owner:
Serial:87761953
Filed:Jan 19, 2018
Classes:36
Registration:5554388
Registered:Sep 4, 2018
Goods & Services
Financial and investment services, namely, issuance of pooled investment funds related to such indices; providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; and providing online electronic databases in the fields of finance, banking, asset management and investment; "LARGE-CAP"
GUGGENHEIM SMALL-CAP XDEX
GUGGENHEIM SMALL-CAP XDEX
Service Mark
Word
CANCELLED
Owner:
Serial:87761948
Filed:Jan 19, 2018
Classes:36
Registration:5554387
Registered:Sep 4, 2018
Goods & Services
Financial and investment services, namely, issuance of pooled investment funds related to such indices; providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; and providing online electronic databases in the fields of finance, banking, asset management and investment; "SMALL-CAP"
RISKOMETRY
RISKOMETRY
Service Mark
Word
ABANDONED
Owner:
Serial:87262656
Filed:Dec 8, 2016
Classes:36
CLAYMORE
CLAYMORE
Service Mark
Word
REGISTERED
Owner:
Serial:86932728
Filed:Mar 8, 2016
Classes:36
Registration:6019132
Registered:Mar 24, 2020
Goods & Services
Financial services, namely, mutual funds and capital investment; financial and investment services, namely, management in the fields of securities, and the investment of funds of others
CLAYMORE CEF INDEX
CLAYMORE CEF INDEX
Service Mark
Word
REGISTERED
Owner:
Serial:86932725
Filed:Mar 8, 2016
Classes:36
Registration:5159135
Registered:Mar 14, 2017
Goods & Services
"CEF INDEX"
STYLEPLUS
STYLEPLUS
Service Mark
Word
REGISTERED
Owner:
Serial:86614581
Filed:Apr 29, 2015
Classes:36
Registration:5503403
Registered:Jun 26, 2018
Goods & Services
Mutual funds and capital investment; financial investment in the fields of securities and mutual funds, investment management and financial asset management services; investment of funds for others; providing information, advice and consulting in the fields of mutual funds, mutual fund management, and investment; and providing online computer databases in the fields of mutual funds, mutual fund management, and investment
EXDEX
EXDEX
Service Mark
Word
ABANDONED
Owner:
Serial:86325539
Filed:Jul 1, 2014
Classes:36
XDEX
XDEX
Service Mark
Word
ABANDONED
Owner:
Serial:86325545
Filed:Jul 1, 2014
Classes:36
INNOVATIVE SOLUTIONS. ENDURING VALUES.
INNOVATIVE SOLUTIONS. ENDURING VALUES.
Service Mark
Word
REGISTERED
Owner:
Serial:86240646
Filed:Apr 2, 2014
Classes:36
Registration:4668777
Registered:Jan 6, 2015
Goods & Services
Financial advisory and consultancy services; financial affairs and monetary affairs, namely, financial information, management and analysis services; financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; funds investment; financial investment brokerage; information, advisory, consultancy and research services relating to finance and investments; investment management and consultancy; investment of funds for others; providing information, commentary and advice in the field of finance, financial investments and financial valuations
GUGGENHEIM STYLEPLUS - LARGE CORE FUND
GUGGENHEIM STYLEPLUS - LARGE CORE FUND
Service Mark
Word
REGISTERED
Owner:
Serial:86007650
Filed:Jul 11, 2013
Classes:36
Registration:5156401
Registered:Mar 7, 2017
Goods & Services
"LARGE CORE FUND"
GUGGENHEIM STYLEPLUS - MID GROWTH FUND
GUGGENHEIM STYLEPLUS - MID GROWTH FUND
Service Mark
Word
REGISTERED
Owner:
Serial:86007645
Filed:Jul 11, 2013
Classes:36
Registration:5156400
Registered:Mar 7, 2017
Goods & Services
"MID GROWTH FUND"
SERIES A (STYLEPLUS - LARGE CORE SERIES)
SERIES A (STYLEPLUS - LARGE CORE SERIES)
Service Mark
Word
REGISTERED
Owner:
Serial:86007653
Filed:Jul 11, 2013
Classes:36
Registration:5156402
Registered:Mar 7, 2017
Goods & Services
"SERIES" AND "LARGE CORE SERIES"
SERIES J (STYLEPLUS - MID GROWTH SERIES)
SERIES J (STYLEPLUS - MID GROWTH SERIES)
Service Mark
Word
REGISTERED
Owner:
Serial:86007658
Filed:Jul 11, 2013
Classes:36
Registration:5156403
Registered:Mar 7, 2017
Goods & Services
"SERIES" AND "MID GROWTH SERIES"
SERIES X (STYLEPLUS - SMALL GROWTH SERIES)
SERIES X (STYLEPLUS - SMALL GROWTH SERIES)
Service Mark
Word
REGISTERED
Owner:
Serial:86007662
Filed:Jul 11, 2013
Classes:36
Registration:5156404
Registered:Mar 7, 2017
Goods & Services
"SERIES" AND "SMALL GROWTH SERIES"
SERIES Y (STYLEPLUS - LARGE GROWTH SERIES)
SERIES Y (STYLEPLUS - LARGE GROWTH SERIES)
Service Mark
Word
REGISTERED
Owner:
Serial:86007665
Filed:Jul 11, 2013
Classes:36
Registration:5156405
Registered:Mar 7, 2017
Goods & Services
"SERIES" AND "LARGE GROWTH SERIES"
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT
Service Mark
Word
REGISTERED
Owner:
Serial:85837420
Filed:Jan 31, 2013
Classes:36
Registration:4724255
Registered:Apr 21, 2015
Goods & Services
"PARTNERS INVESTMENT MANAGEMENT"
GUGGENHEIM FUNDS
GUGGENHEIM FUNDS
Service Mark
Word
CANCELLED
Owner:
Serial:85660613
Filed:Jun 25, 2012
Classes:36
Registration:4386598
Registered:Aug 20, 2013
Goods & Services
"FUNDS"
GUGGENHEIM AVIATION PARTNERS
GUGGENHEIM AVIATION PARTNERS
Service Mark
Word
CANCELLED
Owner:
Serial:85456415
Filed:Oct 26, 2011
Classes:36
Registration:4429287
Registered:Nov 5, 2013
Goods & Services
"AVIATION PARTNERS"
GUGGENHEIM CAPITAL
GUGGENHEIM CAPITAL
Service Mark
Word
REGISTERED
Owner:
Serial:85456405
Filed:Oct 26, 2011
Classes:36
Registration:4394586
Registered:Sep 3, 2013
Goods & Services
Class 036: Providing information, advice and consulting in the fields of finance, insurance, banking, financial asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online computer databases in the fields of finance, banking, financial asset management and investment
GUGGENHEIM INVESTMENT MANAGEMENT
GUGGENHEIM INVESTMENT MANAGEMENT
Service Mark
Word
CANCELLED
Owner:
Serial:85456410
Filed:Oct 26, 2011
Classes:36
Registration:4128893
Registered:Apr 17, 2012
Goods & Services
"INVESTMENT MANAGEMENT"
GUGGENHEIM STRUCTURED REAL ESTATE ADVISORS
GUGGENHEIM STRUCTURED REAL ESTATE ADVISORS
Service Mark
Word
ABANDONED
Owner:
Serial:85456418
Filed:Oct 26, 2011
Classes:36
Goods & Services
"STRUCTURED REAL ESTATE ADVISORS"
GUGGENHEIM INVESTMENTS
GUGGENHEIM INVESTMENTS
Service Mark
Word
REGISTERED
Owner:
Serial:85398377
Filed:Aug 15, 2011
Classes:36
Registration:4162457
Registered:Jun 19, 2012
Goods & Services
Class 036: Financial advisory and consultancy services; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Information, advisory, consultancy and research services relating to finance and investments; Investment of funds for others; Investment services, namely, asset acquisition, consultation, development and management services
GUGGENHEIM LIFE AND ANNUITY
GUGGENHEIM LIFE AND ANNUITY
Service Mark
Word
REGISTERED
Owner:
Serial:85158584
Filed:Oct 21, 2010
Classes:36
Registration:4376832
Registered:Jul 30, 2013
Goods & Services
"LIFE AND ANNUITY"
GUGGENHEIM SECURITIES
GUGGENHEIM SECURITIES
Service Mark
Word
REGISTERED
Owner:
Serial:77896796
Filed:Dec 18, 2009
Classes:36
Registration:3935451
Registered:Mar 22, 2011
Goods & Services
Class 036: Providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, banking, asset management and investment
LIBERTY HAMPSHIRE
LIBERTY HAMPSHIRE
Service Mark
Word
REGISTERED
Owner:
Serial:77553268
Filed:Aug 22, 2008
Classes:36
Registration:3598199
Registered:Mar 31, 2009
Goods & Services
Providing information, advice and consulting in the fields of finance, capital markets, banking, financial asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; and providing online electronic databases in the fields of finance, banking, financial asset management and investment
GUGGENHEIM AVIATION PARTNERS
GUGGENHEIM AVIATION PARTNERS
Service Mark
Word
ABANDONED
Owner:
Serial:77252724
Filed:Aug 10, 2007
Classes:36
Goods & Services
"AVIATION PARTNERS"
GUGGENHEIM CAPITAL
GUGGENHEIM CAPITAL
Service Mark
Word
ABANDONED
Owner:
Serial:77252659
Filed:Aug 10, 2007
Classes:36
Goods & Services
"CAPITAL"
GUGGENHEIM CAPITAL MARKETS
GUGGENHEIM CAPITAL MARKETS
Service Mark
Word
ABANDONED
Owner:
Serial:77252672
Filed:Aug 10, 2007
Classes:36
Goods & Services
"CAPITAL MARKETS"
GUGGENHEIM INVESTMENT ADVISORS
GUGGENHEIM INVESTMENT ADVISORS
Service Mark
Word
REGISTERED
Owner:
Serial:77252665
Filed:Aug 10, 2007
Classes:36
Registration:3712544
Registered:Nov 17, 2009
Goods & Services
"INVESTMENT ADVISORS"
GUGGENHEIM INVESTMENT MANAGEMENT
GUGGENHEIM INVESTMENT MANAGEMENT
Service Mark
Word
ABANDONED
Owner:
Serial:77252650
Filed:Aug 10, 2007
Classes:36
Goods & Services
"INVESTMENT MANAGEMENT"
GUGGENHEIM REAL ESTATE
GUGGENHEIM REAL ESTATE
Service Mark
Word
CANCELLED
Owner:
Serial:77252736
Filed:Aug 10, 2007
Classes:36
Registration:3712545
Registered:Nov 17, 2009
Goods & Services
"REAL ESTATE"
GUGGENHEIM STRUCTURED REAL ESTATE ADVISORS
GUGGENHEIM STRUCTURED REAL ESTATE ADVISORS
Service Mark
Word
ABANDONED
Owner:
Serial:77252583
Filed:Aug 10, 2007
Classes:36
Goods & Services
"STRUCTURED REAL ESTATE ADVISORS"
PEOPLE. IDEAS. SUCCESS.
PEOPLE. IDEAS. SUCCESS.
Service Mark
Word
REGISTERED
Owner:
Serial:77185663
Filed:May 21, 2007
Classes:36
Registration:3372441
Registered:Jan 22, 2008
Goods & Services
Financial consultation services, namely, providing information, advice and consulting in the fields of finance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; structuring and administration of financial investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online financial information through electronic databases in the fields of finance, banking, asset management and investment
RISKOMETRY
RISKOMETRY
Service Mark
Word
CANCELLED
Owner:
Serial:78660990
Filed:Jun 29, 2005
Classes:36
Registration:3732808
Registered:Dec 29, 2009
RISKTOMETRY
RISKTOMETRY
Service Mark
Word
ABANDONED
Owner:
Serial:78610152
Filed:Apr 15, 2005
Classes:36
GUGGENHEIM PARTNERS
GUGGENHEIM PARTNERS
Service Mark
Word
REGISTERED
Owner:
Serial:76601240
Filed:Jul 8, 2004
Classes:36
Registration:3110878
Registered:Jul 4, 2006
Goods & Services
Financial consultation services, namely, providing information, advice and consulting in the fields of finance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; structuring and administration of financial investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online financial information through electronic databases in the fields of finance, banking, asset management and investment; "PARTNERS"
GUGGENHEIM
GUGGENHEIM
Trademark
Word
REGISTERED
Owner:
Serial:76450902
Filed:Sep 13, 2002
Classes:16, 36, 41
Registration:3121127
Registered:Jul 25, 2006
Goods & Services
Educational services, namely, conducting classes, seminars, conferences and workshops in the fields of finance, insurance, business, banking, asset management and investment; and providing online magazines and newsletters in the fields of finance, insurance, business, banking, asset management and investment; Printed matter, namely, books, brochures, and newsletters featuring finance, business, insurance, banking, asset management and investment; Providing information, advice and consulting in the fields of finance, insurance, business, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, business, banking, asset management and investment
BULLETSHARES
BULLETSHARES
Service Mark
Combined
Previous
ABANDONED
Owner:
Serial:87576744
Filed:Aug 21, 2017
Classes:36
BULLETSHARES
BULLETSHARES
Service Mark
Word
Previous
REGISTERED
Owner:
Serial:87576740
Filed:Aug 21, 2017
Classes:36
Registration:5447122
Registered:Apr 17, 2018
Goods & Services
Financial and investment services, namely, issuance of pooled investment funds related to such indices; providing information, advice and consulting in the fields of finance, [ insurance, banking, ] asset management and investment; financial investment in the fields of securities, funds [ , real estate, and venture capital businesses ] ; investment management and financial asset management services; investment of funds for others; [ securitization, ] structuring and administration of investment assets; and providing online electronic databases in the fields of finance, [ banking, ] asset management and investment

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