educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; continuing education services, namely, providing online continuing professional education programs in the field of financial services; providing information about continuing education programs and requirements in the field of financial services; providing a website featuring tools in the nature of non-downloadable software to assist users with accessing and understanding rules and regulations pertaining to the financial securities industry; providing online non-downloadable software featuring information in the fields of financial services and professional licensing; providing online non-downloadable software featuring resources, tools, and information about continuing education programs and professional licensing requirements; providing online non-downloadable software for securities industry professionals to review, enroll in, schedule, and take professional examinations; providing online non-downloadable software for securities industry professionals to receive and review reminders, announcements and information and programs and professional licensing requirements and examinations; providing online non-downloadable software for securities industry professionals to access and manage personal licensing, qualification and registration requirements and information
downloadable computer software for reporting, submitting, and disseminating loan transactions and transaction information; downloadable computer software for tracking, maintaining, processing, and storing data; Financial services, namely, providing financial data relating to securities transactions; "SECURITIES LENDING AND TRANSPARENCY ENGINE"; Providing temporary use of non-downloadable software for reporting, submitting, and disseminating loan transactions and transaction information; providing temporary use of nondownloadable software for tracking, maintaining, processing, and storing data; Providing an online computerized website featuring technology that allows users to submit information pertaining to loan transactions
Downloadable computer software for reporting, submitting, and disseminating loan transactions and transaction information; Downloadable computer software for tracking, maintaining, processing, and storing data; Financial services, namely, storing, documenting and providing data relating to securities transactions; Providing financial information relating to regulatory compliance in the financial securities industry; Financial services, namely, providing an online computerized system for submitting information pertaining to loan transactions; Providing temporary use of non-downloadable software for reporting, submitting, and disseminating loan transactions and transaction information; Providing temporary use of non-downloadable software for tracking, maintaining, processing, and storing data
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Continuing education services, namely, providing online continuing professional education programs in the field of financial services; Providing information about continuing education programs and requirements in the field of financial services; "FINANCIAL LEARNING"; Providing a website featuring tools in the nature of non-downloadable software to assist users with accessing and understanding rules and regulations pertaining to the financial securities industry; Providing online non-downloadable software featuring information in the fields of financial services and professional licensing; Providing online non-downloadable software featuring resources, tools, and information about continuing education programs and professional licensing requirements; providing online non-downloadable software for securities industry professionals to review, enroll in, schedule, and take professional examinations; Providing online non-downloadable software for securities industry professionals to receive and review reminders, announcements and information and programs and professional licensing requirements and examinations; Providing online non-downloadable software for securities industry professionals to access and manage personal licensing, qualification and registration requirements and information
educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; continuing education services, namely, providing online continuing professional education programs in the field of financial services; providing information about continuing education programs and requirements in the field of financial services; providing a website featuring tools in the nature of non-downloadable software to assist users with accessing and understanding rules and regulations pertaining to the financial securities industry; providing online non-downloadable software featuring information in the fields of financial services and professional licensing; providing online non-downloadable software featuring resources, tools, and information about continuing education programs and professional licensing requirements; providing online non-downloadable software for securities industry professionals to review, enroll in, schedule, and take professional examinations; providing online non-downloadable software for securities industry professionals to receive and review reminders, announcements and information and programs and professional licensing requirements and examinations; providing online non-downloadable software for securities industry professionals to access and manage personal licensing, qualification and registration requirements and information
Continuing education services, namely, providing online continuing professional education programs in the field of financial services; providing information about continuing education programs and requirements in the field of financial services; Downloadable and recorded software featuring information in the fields of financial services and professional licensing; downloadable and recorded software featuring resources, tools, and information about continuing education programs and professional licensing requirements; downloadable software for securities industry professionals to review, enroll in, schedule, and take professional examinations; downloadable software for securities industry professionals to receive and review reminders, announcements, and information pertaining to continuing education courses and programs and professional licensing requirements and examinations; downloadable software for securities industry professionals to access and manage professional licensing, qualification and registration requirements and information; "GATEWAY"; Providing online non-downloadable software featuring information in the fields of financial services and professional licensing; providing online non-downloadable software featuring resources, tools, and information about continuing education programs and professional licensing requirements; providing online non-downloadable software for securities industry professionals to review, enroll in, schedule, and take professional examinations; providing online non-downloadable software for securities industry professionals to receive and review reminders, announcements and information and programs and professional licensing requirements and examinations; providing online non-downloadable software for securities industry professionals to access and manage personal licensing, qualification and registration requirements and information
business services, namely, maintaining data in an online database of rules and regulations pertaining to the financial securities industry | providing a website featuring financial information for financial services industry professionals and firms | providing a website featuring tools in the nature of non-downloadable software to assist users with accessing and understanding rules and regulations pertaining to the financial securities industry | providing an online database of rules and regulations pertaining to the financial securities industry; providing a website featuring regulatory compliance information for financial services industry professionals and firms; providing a website featuring information and tools in the nature of searchable databases regarding rules and regulations pertaining to the financial securities industry
Class 035: Business services, namely, maintaining a registry of national database in the field of financial services featuring financial services industry professionals and individuals interested in becoming professionals in the industry; providing online computer databases in the field of business and professional networking; Class 042: Computer services, namely, maintaining a database for others in the field of financial services featuring financial services industry professionals and individuals interested in becoming professionals in the industry; Providing a website featuring temporary use of non-downloadable software enabling users to search, locate and communicate with others about employment opportunities; Providing a website featuring temporary use of non-downloadable software featuring a database of financial services industry professionals and individuals interested in becoming professionals in the industry; Providing a website featuring temporary use of non-downloadable software featuring communication tools for individuals seeking employment and employers seeking potential employees; Providing a website featuring temporary use of non-downloadable software offering services for individuals seeking employment and employers seeking potential employees; providing web-based tools in the nature of an online non-downloadable software for individuals seeking employment and employers seeking potential employees; providing communication tools in the nature of an online non-downloadable software for individuals seeking employment and employers seeking potential employees
Class 035: Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities; Class 036: Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry; Class 041: Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith; Class 042: Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data; Class 045: Providing information relating to regulatory compliance in the financial securities industry
Downloadable computer software containing accessible databases and downloadable computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments | Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees | Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades | Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals | Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data | Arbitration, mediation and dispute resolution services
Computer services, namely, maintaining a database for others in the field of financial services featuring financial services industry professionals and individuals interested in becoming professionals in the industry; Providing a website featuring temporary use of non-downloadable software enabling users to search, locate and communicate with others about employment opportunities; Providing a website featuring temporary use of non-downloadable software featuring a database of financial services industry professionals and individuals interested in becoming professionals in the industry; Providing a website featuring temporary use of non-downloadable software featuring communication tools for individuals seeking employment and employers seeking potential employees; Providing a website featuring temporary use of non-downloadable software offering services for individuals seeking employment and employers seeking potential employees; providing web-based tools in the nature of an online non-downloadable software for individuals seeking employment and employers seeking potential employees; providing communication tools in the nature of an online non-downloadable software for individuals seeking employment and employers seeking potential employees
Class 035: Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities; Class 036: Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry; Class 041: Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith; Class 042: Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data; Class 045: Providing information relating to regulatory compliance in the financial securities industry
providing temporary use of non-downloadable software for reporting and disseminating quotation and transactional information, market data and compliance tools on equity and fixed income securities
Testing to determine professional competency in the field of securities; administration of qualification examinations to professionals to determine professional competency | Educational examination services; educational testing, namely, administering qualification examinations to professionals for educational purposes
Providing online non-downloadable software, namely, an online electronic filing system for registration of funding portals pursuant to the crowdfunding provisions of the JOBS Act
Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; "BROKERCHECK"
Financial consulting services, namely, advising retirees and senior investors on brokerage accounts and investments; Providing a telephone help line to retirees and senior investors for support and assistance regarding brokerage accounts and investments; "SECURITIES HELPLINE FOR SENIORS"
Financial consulting services, namely, advising retirees and senior investors on brokerage accounts and investments; Providing a telephone help line to retirees and senior investors for support and assistance regarding brokerage accounts and investments
Providing a website featuring financial information pertaining to executed and rejected trades of financial securities | Providing a website featuring technology that enables registered users to request and obtain downloadable data files containing information pertaining to executed and rejected trades of financial securities
Providing temporary use of non-downloadable software used in the financial securities field for reporting and disseminating information on over-the-counter transactions and eligible fixed income securities
Class 042: Providing temporary use of non-downloadable software used in the financial securities field for reporting and disseminating information on over-the-counter transactions and eligible fixed income securities
Providing temporary use of non-downloadable computer software interfaces for capturing, reconciling and disseminating transactions in equities, fixed income and derivative securities and other financial instruments and contracts
[ Printed matter, namely, manuals and pamphlets concerning regulations and requirements pertaining to the securities industry, and regarding a database containing employment and disciplinary information on professionals in the securities industry ] | electronic publications, namely, an online nondownloadable manual featuring information concerning regulations and requirements pertaining to the securities industry
Class 009: Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments; Class 014: Lapel pins [ and watches ]; Class 016: Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens; Class 035: Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees; Class 036: Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; Class 041: Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Class 045: Arbitration, mediation and dispute resolution services
Class 016: Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; Class 035: Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; Class 041: Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Class 045: Arbitration, mediation and dispute resolution services
Class 009: Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments; Class 014: Lapel pins [ and watches ]; Class 016: Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens; Class 018: Tote bags and umbrellas; Class 021: Mugs; Class 025: Clothing, namely, t-shirts, hats, sweatshirts, jackets; Class 035: Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees; Class 036: Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; Class 041: Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Class 045: Arbitration, mediation and dispute resolution services
Financial analysis services, namely, disseminating, sharing, confirming, and reconciling information regarding financial transactions; financial due diligence services, namely, enabling others to review, confirm and validate information regarding financial transactions
Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Providing information regarding equities and securities trades; providing an on-line computer database with information regarding pricing and quotes for equities and related securities, reports on equities and related securities trades, and comparisons of equities and related securities trades
Computer software to access a global computer network containing employment and disciplinary information of professionals in the securities industry; [ Paper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets regarding a database containing employment and disciplinary information of professionals in the securities industry ]; Business services, namely, providing an on-line database featuring employment and disciplinary information on professionals in the securities industry
