NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. (NASD)

Printed materials, namely manuals, magazines, newsletters, brochures, pamphlets, leaflets and instructional materials, all in the fields of computer programming, computer software design, and technical support; stationery paper and pens; Computer programming; computer software design for others; and technical support services, namely troubleshooting of computer hardware and software problems via telephone, electronic mail and in person

publications, namely, books, magazines, brochures and pamphlets in the field of dispute resolution services and procedures; "DISPUTE RESOLUTION" AND "COMPANY"; providing dispute resolution services for the financial services industry

Printed materials, namely magazines, newsletters, newspaper articles, brochures, pamphlets, annual reports, press releases, leaflets and instructional manuals in the field of an alliance of global markets, securities regulation and financial services; Providing business information and consultation in the field of transactional alliances among securities markets, a global trading platform connecting markets and investors worldwide, facilitating the global trading of both US and non-US securities

Computer mouse pads; Advertisement and printed materials, namely, banners, pamphlets, information brochures, notecards, stationery and technical documentation, all in the field of securities regulation, computer programming, computer software design and technical support; pens; Clothing, namely, shirts, sweatshirts, jackets, visors and hats; Technical support services, namely, troubleshooting of computer hardware and software problems via telephone, e-mail, and in person

Provision of financial services to the securities industry, namely the transfer of financial instruments and the circulation of related information and materials; "MARKET GROUP"

Tote bags; Printed materials, namely manuals, magazines, newsletters, brochures, pamphlets, leaflets and instructional materials in the field of securities markets, exchanges and regulation, stationery paper and pens; Ornamental lapel pins; Clothing, namely tee-shirts, sweatshirts, jackets and visors; Financial services, namely the provision of financial information in the nature of market trade and quotation information for securities, fixed income instruments, namely bonds, derivatives, namely, options, warrants and swaps; and securities trading support services, namely, trade comparison, collection, processing, tabulation, distribution, negotiation and execution of trades, securities brokerage services, securities indices services, and securities analyzing services; Market research and analysis services; Mugs and drinking glasses; Reviewing standards and practices to assure compliance with securities and exchange laws and regulations

Ornamental lapel pins; Mugs and drinking glasses

Financial services, namely, the provision of financial information in the nature of market trade and quotation information for securities, fixed income instruments, namely, bonds, derivatives, namely, options, warrants and swaps; and securities trading support services, namely, trade comparison, collection, processing, tabulation, distribution, negotiation and execution of trades, securities brokerage services, securities indices services, and securities analyzing services

Printed materials, namely, manuals, magazines, newsletters, brochures, pamphlets, leaflets and printed instructional materials in the field of securities

Printed materials, namely, manuals, magazines, newsletters, brochures, pamphlets, leaflets and printed instructional materials in the field of securities

educational services, namely, the development and promotion of continuing education programs for securities professionals

promoting the use of a computer data base containing employment and disciplinary information on financial professionals

mail order catalogs featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry

arranging of subscriptions for the publications of others

promoting the sale of computer reports and information to NASD members

promoting the services of the NASD and others, namely advertising and marketing a series of insurance products to members

training in the use of computer software in the field of securities industry and securities regulation; computer software and pre-recorded video tapes in the field of securities industry and securities regulation; printed instructional, educational, and teaching materials in the field of securities industry and securities regulation

printed matter, namely manuals, magazines, newsletters, brochures, pamphlets and leaflets concerning regulations and requirements pertaining to the securities industry

promoting the services of others, namely advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; "BENEFITS" or "ASSOCIATION"

computer programs for access to securities, fixed income, and derivative product trading data and other securities information

computer programs for access to securities, fixed income and derivative product trading data and other securities information

ordering, cataloging, distributing and marketing of a line of communications products (including printed material, video and disk data) containing information about securities, fixed income or derivative products, the securities and investment industries, and/or National Association of Securities Dealers, Inc. and affiliate regulations, requirements and activities

securities, fixed income, and derivatives market trade and quotation information; negotiation and/or execution services; trading support services in the securities business, including; trade comparison, collection, processing, tabulation, distribution, and transmittal of electronic securities market quotations, trade reports, and associated information respecting securities broker/dealers, representatives, or issuers; classification of securities, broker/dealers, associated persons, or issuers; creation, distribution, and updating of standardized securities indices and sub-indices; data management computer services for securities quotations, trade reports, and related securities information; communications networks for collection and transmittal of securities information; collection, processing, distribution, and transmittal of securities tables, compilations, data, listings of information related to electronic securities market activity; speaker's bureaus and forums; creation and distribution of bulletins, press releases, newsletters, magazines, brochures, books, manuals, user guides, audio/visual works, and computer works related to securities quotation, trade reporting, and associated services and securities broker/dealers, associated persons, or issuers

providing and updating an index of securities values; securities, fixed incomes, and derivatives,; classification, analysis and reporting services

providing and updating an index of securities values; securities, fixed incomes, and derivatives; classification and reporting services

financial services; namely, providing and updating an index of securities values; securities, fixed incomes (such as bonds), and derivative products (such as options, warrants and swaps); and classification, analysis and reporting thereof; "COMPOSITE"

financial services; namely, providing and updating an index of securities values; securities, fixed incomes (such as bonds), and derivative products (such as options, warrants and swaps); and classification, analysis and reporting thereof; "INDUSTRIAL"

securities, fixed income, and derivatives market trade and quotation information; negotiation and/or execution services; trading support services in the securities business, including; trade comparison, collection, processing, tabulation, distribution, and transmittal of electronic securities market quotations, trade reports, and associated information respecting securities broker/dealers, representatives, or issuers; classification of securities, broker/dealers, associated persons, or issuers; creation, distribution, and updating of standardized securities indices and sub-indices; data management computer services for securities quotations, trade reports, and related securities information; communications networks for collection and transmittal of securities information; collection, processing, distribution, and transmittal of securities tables, compilations, data, listings of information related to electronic securities market activity; speaker's bureaus and forums; creation and distribution of bulletins, press releases, newsletters, magazines, brochures, books, manuals, user guides, audio/visual works, and computer works related to securities quotation, trade reporting, and associated services and securities broker/dealers, associated persons, or issuers

answer sheets and application forms for training, testing and certification of professional and employment skills and abilities

stock market trade negotiation and/or execution service

stock market quotation and execution services; "OTC"

"STOCK MARKET"

Securities Analysis, Classification and Reporting Services; "TIER 1"

Securities Analysis, Classification and Reporting Services

SECURITIES TRADING CLASSIFICATIONS

Tote bags and umbrellas | Mugs | Clothing namely, T-shirts, hats, sweatshirts, jackets

Class 009: Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments; Class 014: Lapel pins [ and watches ]; Class 016: Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens; Class 035: Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees; Class 036: Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; Class 041: Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Class 045: Arbitration, mediation and dispute resolution services

"FINANCIAL INDUSTRY REGULATORY AUTHORITY"

Class 016: Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; Class 035: Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; Class 041: Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Class 045: Arbitration, mediation and dispute resolution services

Class 009: Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments; Class 014: Lapel pins [ and watches ]; Class 016: Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens; Class 018: Tote bags and umbrellas; Class 021: Mugs; Class 025: Clothing, namely, t-shirts, hats, sweatshirts, jackets; Class 035: Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees; Class 036: Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; Class 041: Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; Class 045: Arbitration, mediation and dispute resolution services

Providing a database of securities markets information in the field of equities transactions for dissemination to global investors

Financial analysis services, namely, disseminating, sharing, confirming, and reconciling information regarding financial transactions; financial due diligence services, namely, enabling others to review, confirm and validate information regarding financial transactions

Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries

Providing information regarding equities and securities trades; providing an on-line computer database with information regarding pricing and quotes for equities and related securities, reports on equities and related securities trades, and comparisons of equities and related securities trades

"INVESTOR EDUCATION FOUNDATION"

"INVESTOR EDUCATION FOUNDATION"

Computer software to access a global computer network containing employment and disciplinary information of professionals in the securities industry; [ Paper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets regarding a database containing employment and disciplinary information of professionals in the securities industry ]; Business services, namely, providing an on-line database featuring employment and disciplinary information on professionals in the securities industry

computer services; namely, providing on-line access to computer databases in the field of securities, fixed income and derivative products (e.g. options, warrants) analysis and classification

computer and facilities manuals for training, testing and certification of professional and employment skills and abilities

booklets, pamphlets and brochures for training, testing and certification of professional and employment skills and abilities

computer programs for training, testing, and certification of professional and employment skills and abilities

training, educational testing and certification of professional and employment skills and abilities

SECURITIES ANALYSIS, CLASSIFICATION AND REPORTING SERVICES

SECURITIES ANALYSIS, CLASSIFICATION AND REPORTING SERVICES; "INDEX"

PROVIDING AND UPDATING AN INDEX OF SECURITIES VALUES

PROVIDING AND UPDATING AN INDEX OF SECURITIES VALUES; "INDEX"

Securities Analysis Classification and Reporting Services; "NATIONAL MARKET"

[Closed Circuit Apparatus for Generation and Dissemination of Securities Information, and Closed Circuit CRT Terminals for Display of Securities Information and Computer Programs for Access to Securities Information]; [ Newspaper Sections, Newspapers, Newsletters, Magazine Sections and Magazines Dealing with Securities, Securities Markets, Securities Market Makers, Stock Indices, National List of Securities, National Market System List of Securities, Specific and Composite Securities Indices, Performance and Comparative Securities Indices, Securities Trading Volume Indices, Margin Securities Indices, Securities Indices Meeting a Given Tier Criteria ]; Closed Circuit Communication and Communications Networks for Transmission of Securities Information, Quotation, Data, and Indices; Electronic Securities Information Retrieval Services, Computerized Securities Surveillance Services, Securities Brokerage Services, Securities Indices Services, and Securities Analyzing Services; Gathering, Tabulating and Supplying Securities Information, Quotations, Data, Indices, and Listings to Subscribers

LISTING OF SECURITIES FOR QUOTATION FOR SALE OR INFORMATION PURPOSES