NORTH AMERICAN SECURITIES ADMINISTRATORSASSOCIATION, INC.
14 Marks
Other
First Filed:Jul 13, 1981Latest Filed:Oct 7, 2024Address:750 First Street NE, Suite 990, Washington, DC 20002, US
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Owner:
Serial:98788910
Filed:Oct 7, 2024
Classes:35, 36, 42, +1
Registration:8300182
Registered:Jun 16, 2026
Description: Class 35: Providing an on-line searchable database featuring business records of state securities and franchise filings for state reporting requirements, namely, providing an online searchable database featuring business records regarding state securities and franchise document filings for state reporting requirements; providing a website for submitting state securities and franchise document filings for state reporting requirements, namely providing an online website performing office functions in the nature of filing state securities documents and state franchise documents with state securities regulators; providing online information regarding individual state requirements in the field of state securities and franchise filings, namely, providing an on-line searchable database featuring business records regarding state securities document filings and business entity formation and franchise filing documents for state reporting requirements
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings

Owner:
Serial:98788914
Filed:Oct 7, 2024
Classes:35, 36, 42, +1
Registration:8300183
Registered:Jun 16, 2026
Description: Class 35: Providing an on-line searchable database featuring business records of state securities and franchise filings for state reporting requirements, namely, providing an online searchable database featuring business records regarding state securities and franchise document filings for state reporting requirements; providing a website for submitting state securities and franchise document filings for state reporting requirements, namely providing an online website performing office functions in the nature of filing state securities documents and state franchise documents with state securities regulators; providing online information regarding individual state requirements in the field of state securities and franchise filings, namely, providing an on-line searchable database featuring business records regarding state securities document filings and business entity formation and franchise filing documents for state reporting requirements
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings

Description: Class 9: (Based on Use) Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 16: (Based on Intent to Use) Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: (Based on Use) Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: (Based on Use) Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: (Based on Use) Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: (Based on Use) Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: (Based on Use) Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 16: (Based on Intent to Use) Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: (Based on Use) Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: (Based on Use) Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: (Based on Use) Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: (Based on Use) Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: (Based on Use) Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives

Description: Class 9: Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection, state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection, state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives

Description: Class 9: Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives

Description: Class 9: (Based on Use) Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 16: (Based on Intent to Use) Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: (Based on Use) Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: (Based on Use) Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: (Based on Use) Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: (Based on Use) Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: (Based on Use) Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 16: (Based on Intent to Use) Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: (Based on Use) Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: (Based on Use) Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: (Based on Use) Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: (Based on Use) Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: (Based on Use) Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives

Description: Class 9: Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives

Owner:
Serial:98788932
Filed:Oct 7, 2024
Classes:35, 36, 42, +1
Registration:8300184
Registered:Jun 16, 2026
Description: Class 35: Providing an on-line searchable database featuring business records of state securities and franchise filings for state reporting requirements, namely, providing an online searchable database featuring business records regarding state securities and franchise document filings for state reporting requirements; providing a website for submitting state securities and franchise document filings for state reporting requirements, namely providing an online website performing office functions in the nature of filing state securities documents and state franchise documents with state securities regulators; providing online information regarding individual state requirements in the field of state securities and franchise filings, namely, providing an on-line searchable database featuring business records regarding state securities document filings and business entity formation and franchise filing documents for state reporting requirements
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings

Owner:
Serial:98788905
Filed:Oct 7, 2024
Classes:35, 36, 42, +1
Registration:8290542
Registered:Jun 9, 2026
Description: Class 35: Providing an on-line searchable database featuring business records of state securities and franchise filings for state reporting requirements, namely, providing an online searchable database featuring business records regarding state securities and franchise document filings for state reporting requirements; providing a website for submitting state securities and franchise document filings for state reporting requirements, namely providing an online website performing office functions in the nature of filing state securities documents and state franchise documents with state securities regulators; providing online information regarding individual state requirements in the field of state securities and franchise filings, namely, providing an on-line searchable database featuring business records regarding state securities document filings and business entity formation and franchise filing documents for state reporting requirements
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings
Class 36: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees
Class 42: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators
Class 45: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings

Description: Class 9: Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection, state securities rules and regulations, and licensing requirements for individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 16: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 35: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 36: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 41: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 42: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection, state securities rules and regulations, and licensing requirements for individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 45: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives



