NASAA EFD Trademark
NASAA EFD is a USPTO trademark filed by North American Securities Administrators Association Inc.. Status: Pending.
Trademark Facts
| Mark | NASAA EFD |
|---|---|
| Serial Number | 98788905 |
| Status | Pending |
| Filing Date | 2024-10-07 |
| Mark Type | Word |
| Nice Classes | 035 (Advertising & Business), 036 (Financial Services), 042 (Software & IT), 045 (Legal Services) |
| Owner | North American Securities Administrators Association Inc. |
| Attorney of Record | Andrew D. Price & Paula E. Hopkins |
| Prosecution Events | 25 |
| Latest Event | NPUB on 2026-04-21 |
Goods & Services
Class 035: Providing an on-line searchable database featuring business records of state securities and franchise filings for state reporting requirements, namely, providing an online searchable database featuring business records regarding state securities and franchise document filings for state reporting requirements; providing a website for submitting state securities and franchise document filings for state reporting requirements, namely providing an online website performing office functions in the nature of filing state securities documents and state franchise documents with state securities regulators; providing online information regarding individual state requirements in the field of state securities and franchise filings, namely, providing an on-line searchable database featuring business records regarding state securities document filings and business entity formation and franchise filing documents for state reporting requirements; Class 036: Providing a website featuring an on-line database that allows users to search for and submit state securities and franchise filings and corresponding filing fees to state securities and franchise regulators, namely, online real-time processing of state securities filing fee payments via a website; providing a website featuring on-line financial information regarding individual requirements of state securities and franchise regulators as it pertains to state securities and franchise filing fees; Class 042: Providing temporary use of non-downloadable computer software for searching for and submitting state securities and franchise filings and corresponding filing fees to state securities and franchise regulators; Class 045: Providing on-line legal news and information regarding individual state requirements, regulations and legal policies concerning state securities and franchise document filings
Recent Prosecution Activity
| Date | Document | Type |
|---|---|---|
| 2026-02-02 | Amendment and Mail Process Complete | AMC |
| 2026-02-01 | Response to Office Action | ROA |
| 2026-02-01 | Specimen | SPE |
| 2025-11-05 | Non-Final Action | NFIN |
| 2025-10-14 | Amendment and Mail Process Complete | AMC |
| 2025-10-10 | Response to Office Action | ROA |
USPTO Refusals on Record
- generic