BLACKROCK FINANCE, INC.

Description: Artificial intelligence as a service (AIAAS) services featuring software using artificial intelligence for building, customizing, and deploying workflows and pipelines; Software as a service (SaaS) services featuring software for accessing, deploying, managing, and orchestrating artificial intelligence (AI) models and autonomous intelligent agents through a unified interface; Providing temporary use of non-downloadable cloud-based software for creating, configuring, and managing intelligent virtual agents for task automation and decision support; Providing temporary use of non-downloadable software for enabling users to build, customize, and deploy AI workflows and pipelines; Providing online non-downloadable software for integrating artificial intelligence models with enterprise systems, databases, and third-party applications; Providing online non-downloadable software for automating business processes using artificial intelligence agents

Description: Artificial intelligence as a service (AIAAS) services featuring software using artificial intelligence for building, customizing, and deploying workflows and pipelines; Software as a service (SaaS) services featuring software for accessing, deploying, managing, and orchestrating artificial intelligence (AI) models and autonomous intelligent agents through a unified interface; Providing temporary use of non-downloadable cloud-based software for creating, configuring, and managing intelligent virtual agents for task automation and decision support; Providing temporary use of non-downloadable software for enabling users to build, customize, and deploy AI workflows and pipelines; Providing online non-downloadable software for integrating artificial intelligence models with enterprise systems, databases, and third-party applications; Providing online non-downloadable software for automating business processes using artificial intelligence agents

Description: Investment management services; Funds investment; Financial services, namely, financial asset evaluation; Financial services, namely, providing financial and investment information, financial and investment management, financial and investment advice, and financial and investment analysis; Funds evaluation and performance monitoring in the nature of monitoring financial markets for investment purposes; Financial risk management; Financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; Providing financial information in the field of investment opportunities; Providing an interactive website featuring advice and information in the fields of investment advisory, investment management and financial risk management; Financial and investment information provided by electronic means; Mutual fund investment and financial management, investment, analysis and consultation in the field of securities, funds and mutual funds; Financial advisory services, namely, the structuring, distribution, management and administration of investments, namely, target date funds, exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; Financial products services, namely, brokerage, advisory, distribution, administration, management and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products

Description: Investment management services; Funds investment; Financial services, namely, financial asset evaluation; Financial services, namely, providing financial and investment information, financial and investment management, financial and investment advice, and financial and investment analysis; Funds evaluation and performance monitoring in the nature of monitoring financial markets for investment purposes; Financial risk management; Financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; Providing financial information in the field of investment opportunities; Providing an interactive website featuring advice and information in the fields of investment advisory, investment management and financial risk management; Financial and investment information provided by electronic means; Mutual fund investment and financial management, investment, analysis and consultation in the field of securities, funds and mutual funds; Financial advisory services, namely, the structuring, distribution, management and administration of investments, namely, target date funds, exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; Financial products services, namely, brokerage, advisory, distribution, administration, management and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products

Description: Investment management services; Funds investment; Financial services, namely, financial asset evaluation; Financial services, namely, providing financial and investment information, financial and investment management, financial and investment advice, and financial and investment analysis; Funds evaluation and performance monitoring in the nature of monitoring financial markets for investment purposes; Financial risk management; Financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; Providing financial information in the field of investment opportunities; Providing an interactive website featuring advice and information in the fields of investment advisory, investment management and financial risk management; Financial and investment information provided by electronic means; Mutual fund investment and financial management, investment, analysis and consultation in the field of securities, funds and mutual funds; Financial advisory services, namely, the structuring, distribution, management and administration of investments, namely, target date funds, exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; Financial products services, namely, brokerage, advisory, distribution, administration, management and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products

Description: Investment management services; Funds investment; Financial services, namely, financial asset evaluation; Financial services, namely, providing financial and investment information, financial and investment management, financial and investment advice, and financial and investment analysis; Funds evaluation and performance monitoring in the nature of monitoring financial markets for investment purposes; Financial risk management; Financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; Providing financial information in the field of investment opportunities; Providing an interactive website featuring advice and information in the fields of investment advisory, investment management and financial risk management; Financial and investment information provided by electronic means; Mutual fund investment and financial management, investment, analysis and consultation in the field of securities, funds and mutual funds; Financial advisory services, namely, the structuring, distribution, management and administration of investments, namely, target date funds, exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; Financial products services, namely, brokerage, advisory, distribution, administration, management and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products

Description: Class 35: Promoting public awareness of skills-based training and workforce development; promoting public awareness of skills-based training and workforce development by means of public advocacy; business administration of workforce development programs to improve workforce readiness
Class 36: Charitable fundraising; Providing grants for skills based training and vocational training
Class 41: Educational services, namely, conducting educational programs, seminars, courses, and workshops in the field of workforce development and skills-based training; educational materials in the nature of online non-downloadable articles in the field of workforce development, skills based training, vocational skills training and vocational careers; workshops in the field of skills based training for workforce development; vocational skills training in the field of construction, building, plumbing, mechanical, automotive, industrial, manufacturing, electrical and utility trades; vocational guidance; educational services; information in the field of workforce development and skills based training

Description: Providing temporary use of online non-downloadable computer chatbot software for providing financial information; providing temporary use of online non-downloadable software featuring artificial intelligence for providing financial information; providing temporary use of on-line non-downloadable computer software for use in the field of financial services, namely, providing financial information

Description: Financial portfolio management services, namely, developing and managing model portfolios

Description: Computer software for business process management and workflow management, namely, downloadable computer software platforms that allow for modeling, executing, and monitoring data analytic frameworks in the fields of business and finance; Downloadable computer software platforms for financial analytics; Computer software for use by institutional investors in rendering financial services, namely, downloadable and recorded software for financial analytics; Computer software for professionals in the financial services industry in rendering financial services, namely, downloadable and recorded software for risk management, investment management, and financial management; Downloadable computer software platforms for risk management, investment management, and financial management; Computer software for use by others in rendering financial services, namely, downloadable and recorded software for evaluation, analysis, and comparison of data and information in the fields of financial management, investment management, and financial risk management; Downloadable computer software platforms for evaluation, analysis, and comparison of data and information in the fields of financial management, investment management, and financial risk management; Computer software for use by others in rendering financial services, namely, downloadable and recorded software for analyzing statistics, data and other sources of information for financial purposes, business planning, and regulatory exercises; Downloadable computer software, namely, an electronic financial platform to conduct financial performance analyses, risk assessment scenarios, and trend analyses; Downloadable and recorded computer software for customization and workflow management of client investment and financial portfolios; Downloadable and recorded computer software for use in business and financial forecasting; Financial forecasting; Financial analysis; Financial data analysis; Financial analysis, namely, compiling and analyzing statistics, data and other sources of information for financial purposes; Financial services, namely, providing financial analyses, financial data analytics, financial industry data analysis, investment risk assessment; Providing advanced financial analytics for others, namely, providing analytics-based financial information; Providing online information in the fields of investment management, financial risk management, and financial advisory services; Financial research and analysis services, namely, development and implementation of robust modeling and data analytic frameworks; Compiling and analyzing statistics, data and other sources of information for business planning purposes and financial record-keeping for regulatory compliance purposes; Analyzing and compiling data for measuring the performance of financial markets and market trends in the securities markets; Providing a website featuring on-line non-downloadable software for providing information about investment management, financial risk management, and financial advisory services

Description: Downloadable computer software and mobile applications for use by others in rendering financial services, namely, downloadable or recorded software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial advising, risk management, financial management and investment management; downloadable or recorded computer software and mobile applications used in connection with financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of personal financial planning, personal financial management, and personal investment management; downloadable computer software and mobile applications for use by others in the field of financial services, financial advising, financial management, risk management, security trading, and investment management services for analyzing, calculating, and advising on the environmental impact and footprint of financial investment portfolios and holdings; Providing temporary use of on-line non-downloadable computer software, web applications, and on-line non-downloadable computer software platforms for use in the field of financial services, namely, financial advising, risk management, providing financial information, financial management, securities trading, and investment management services; Providing temporary use of on-line non-downloadable computer software, web applications, and computer software platforms in the field of financial services, financial advising, financial management, risk management, security trading and investment management services for analyzing, calculating, and advising on the environmental impact and footprint of financial investment portfolios and holdings

Description: Financial analysis and research services; Financial data analysis; Providing information in the fields of finance, financial investments, financial planning, and retirement; financial planning for retirement

Description: Financial analysis; Financial data analysis; Financial analysis, namely, compiling and analyzing statistics, data and other sources of information for financial purposes; Financial services, namely, providing financial analyses, financial data analytics, financial industry data analysis, and investment risk assessment; Providing advanced financial analytics for others, namely, providing analytics-based financial information; Providing online information in the fields of investment management, financial risk management, and financial advisory services; Financial research and analysis services, namely, development and implementation of robust modeling and data analytic frameworks; Financial services, namely, financial analysis of equity portfolios, fixed income portfolios, optimization of trading strategies, financial portfolio construction, risk analysis reports, securities, and investment brokerage services | Provision of online non-downloadable computer software for evaluation, analysis, and comparison of data and information to third parties for their use in the provision of financial services to others; Provision of online non-downloadable computer software for evaluation, analysis, and comparison of data and information for use in investment portfolio management and risk management, including software for creating computer models to assess investment risks; Design and development of computer software for investors and financial services professionals; Provision of online non-downloadable computer software for evaluation, analysis, and comparison of data and information for use by asset managers and financial institutions for use in financial portfolio optimization, financial portfolio management, financial portfolio construction and financial portfolio performance assessment, analysis, reporting, risk management, and risk model construction

Description: Hedge fund investment services

Description: Educational services, namely, providing workshops, classes, seminars, and conferences in the fields of business, finance, securities trading, financial markets, financial investment, investment management, financial planning, retirement planning, and risk management; educational and entertainment services, namely, providing podcasts in the fields of business, finance, securities trading, financial markets, financial investment, investment management, financial planning, retirement planning, and risk management

Description: Financial services, namely, investment advice, investment management, investment consultation, and investment of funds for others; funds investment; financial investment services in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options, and indexes of financial securities; financial brokerage services in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options, and indexes of financial securities; financial services, namely, financial asset evaluation; funds evaluation and performance monitoring; financial risk management; financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; providing financial information in the field of investment opportunities

Description: Computer software and mobile applications for use by others in rendering financial services, namely, downloadable or recorded software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial risk management, financial management and investment management; downloadable or recorded computer software and mobile applications used in connection with financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of personal financial planning, personal financial management, personal investment management, and retirement planning; Investment management; investment advice; financial risk management; financial investment brokerage services; financial planning and investment advisory services; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; financial administration of stock exchange trading of shares and other financial securities in financial markets; monitoring financial markets for investment purposes; financial investment analysis and stock research; providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; providing information and research in the field of finance and financial investments; Providing information and analysis relating to economic market data; providing and updating a financial index; providing financial indices based on selected groups of securities; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing business development information and advice to financial professionals; business advice and information; market analysis; compiling financial, securities, stock exchange, trade and quote, index value and other financial market information for business purposes; analyzing and compiling data for measuring the performance of financial markets; Providing temporary use of on-line non-downloadable computer software, web applications, and on-line non-downloadable computer software platforms for use in the field of financial services, namely, for risk management, providing financial information, financial management, securities trading, investment management services, and retirement planning

Description: Providing and updating a financial index; providing and updating a financial index for annuities; providing indices of financial and investment instruments | Calculating financial and annuities indexes; providing financial information in the field of annuities; providing financial information in the nature of annuities market data, quotations, orders, and market transactions; providing financial information in the field of investment opportunities and financial analysis; providing information in the nature of financial index values for annuities; Financial services in the nature of management of financial and investment instruments; Investment management services; Funds investment; Financial services, namely, financial asset evaluation; Financial services, namely, providing financial and investment information, financial and investment management, financial and investment advice, and financial and investment analysis; Funds evaluation and performance monitoring; Financial risk management; Financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; Providing financial information in the field of investment opportunities; Providing an interactive website featuring information and links relating to investment advisory services, investment management services, and financial risk management; Financial and investment information provided by electronic means

Description: Providing indices of financial and investment instruments | Financial portfolio management and administration; financial portfolio management of investments in the fields of mutual funds, stocks, bonds, pooled investment funds, and exchange traded funds; financial asset management; financial asset evaluation; financial risk management; investment management services; investment advisory services; funds investment; financial investment services, namely, evaluation, analysis, and comparison of investment funds for others; financial asset allocation and portfolio construction; monitoring financial markets for investment purposes; providing financial and investment information regarding managing investments, asset allocation strategies, and financial market performance; providing financial information in the field of investment opportunities; financial and investment information provided by electronic means; financial services in the nature of management of financial and investment instruments; financial planning and financial research; financial due diligence

Description: Calculating financial and annuities indexes; providing financial information in the field of annuities; providing financial information in the nature of annuities market data, quotations, orders, and market transactions; providing financial information in the field of investment opportunities and financial analysis; providing information in the nature of financial index values for annuities; Providing and updating a financial index; providing and updating a financial index for annuities

Description: Computer software and mobile applications for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial risk management, financial management and investment management; computer software and mobile applications used in connection with financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of personal financial planning, personal financial management, personal investment management, and retirement planning

Description: Computer software and mobile applications for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial risk management, financial management and investment management; computer software and mobile applications used in connection with financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of personal financial planning, personal financial management, personal investment management, and retirement planning | Providing temporary use of on-line non-downloadable computer software, web applications, and computer software platforms in the field of financial services, namely, risk management, financial information, financial management, securities trading, investment management services, and retirement planning

Description: Providing and updating a financial index; providing and updating a financial index for annuities | Calculating financial and annuities indexes; providing financial information in the field of annuities; providing financial information in the nature of annuities market data, quotations, orders, and market transactions; providing financial information in the field of investment opportunities and financial analysis; providing information in the nature of financial index values for annuities

Description: Providing and updating a financial index; providing and updating a financial index for annuities | Calculating financial and annuities indexes; providing financial information in the field of annuities; providing financial information in the nature of annuities market data, quotations, orders, and market transactions; providing financial information in the field of investment opportunities and financial analysis; providing information in the nature of financial index values for annuities

Description: Computer software for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing, and transmitting data and information and providing customized advice in the fields of financial risk management, financial management, investment management, personalized financial planning and retirement planning; downloadable electronic publications in the nature of newsletters, reports, guides, charts, worksheets, forms, instructional materials, educational materials, presentations, bulletins, pamphlets, and booklets in the fields of investing, investment funds, exchange traded funds, investment advisory services, finance, mutual fund investment advisory services, investment management services and financial management services in the nature of pooled investment funds; downloadable electronic publications, namely, newsletters, reports, guides, charts, worksheets, forms, instructional materials, educational materials, presentations, bulletins, pamphlets, and booklets in the field of exchange traded fund; downloadable mobile applications for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information and providing customized advice in the fields of financial risk management, financial management, investment management, personalized financial planning and retirement planning; computer software and mobile applications for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial risk management, financial management and investment management; computer software and mobile applications used in connection with financial services, namely, computer software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial management, investment management and personalized financial planning; downloadable electronic publications in the nature of newsletters, reports, guides, charts, worksheets, forms, instructional materials, educational materials, presentations, bulletins, pamphlets, and booklets in the fields of finance, investing, investment advisory services, investment funds, investment management services and financial management services in the nature of pooled investment funds | Providing temporary use of on-line non-downloadable computer software for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information and providing customized advice in the fields of financial risk management, financial management, investment management, personalized financial planning and retirement planning; providing temporary use of on-line non-downloadable computer software for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial risk management, financial management and investment management; providing on-line non-downloadable computer software for evaluating, analyzing and assessing financial risks of investments and evaluating and analyzing finances; providing temporary use of on-line non-downloadable computer software used in connection with financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information and providing customized advice in the fields of financial management, investment management, personalized financial planning and retirement planning; providing on-line non-downloadable computer software for evaluating, analyzing and assessing financial risks of investments and evaluating and analyzing finances

Description: Providing and updating a financial index; providing and updating a financial index for annuities; providing information in the nature of financial index values for annuities | Calculating financial and annuities indexes; providing financial information in the field of annuities; providing financial information in the nature of annuities market data, quotations, orders, and market transactions; providing financial information in the field of investment opportunities and financial analysis

Description: Financial services, namely, mutual fund investment advisory services; investment management services; financial investment services in the field of pooled investment funds, including exchange traded funds; providing information in the financial and investment fields; providing information in the financial and investment fields through electronic means; financial advisory services, including the structuring, sale, distribution, management and administration of investments, namely, exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; financial products services, namely, brokerage, sales, advisory, distribution, administration, management, accounting, custodial and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; fund investment consultation; fund investment services featuring securities offered according to previously established criteria; funds investment; management of a capital investment fund; mutual fund brokerage; exchange traded fund brokerage; exchange traded fund investment

Description: Providing information and analysis relating to economic market data; providing business and market research services to individual and institutional financial investors and financial professionals; business management consultation; market analysis

Description: Consulting in the field of financial management and financial services; providing information in the field of financial management and financial services

Description: Providing information and analysis relating to economic market data; providing business and market research services to individual and institutional financial investors and financial professionals; business management consultation; market analysis | investment management services; investment advice; financial risk management; stock brokerage services in the field of investment company shares; mutual fund brokerage services; mutual fund investment services; mutual fund distribution services; financial asset management; financial asset evaluation; investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; investment advisory services; financial investment research; equity capital investment; financial investment in the field of real estate; fiscal assessments and evaluations; financial management of real estate and mutual fund investment trusts; financial research; preparation of financial reports for others and financial analysis related thereto; providing financial information in the field of investment opportunities and financial analysis; investment management and distribution of shares of investment companies or other pooled investment vehicles, namely, of collateralized debt obligations, collateralized loan obligations, mutual funds, hedge funds and variable insurance funds; online financial services, namely, investment fund transfer and transaction services, financial planning and financial research; financial management and financial planning; distribution and administration of exchange-traded funds

Description: Providing information and analysis relating to economic market data; providing business development information and advice to financial professionals; business advice and information; market analysis | providing information and analysis relating to financial investments; financial investment data

Description: Providing financial management services, including investment management services; investment advice; financial investment in the field of securities and other financial instruments and investments in all manner of tangible assets; financial research and financial analysis; financial risk management

Description: Providing business and market research services to individual and institutional financial investors and financial professionals; business management consultation | Investment management services; investment advice; financial risk management; stock brokerage services in the field of investment company shares; mutual fund brokerage services; mutual fund investment services; mutual fund distribution services; financial asset management; financial asset evaluation; investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; investment advisory services; financial investment research; equity capital investment; financial investment in the field of real estate; fiscal assessments and evaluations; financial management of real estate and mutual fund investment trusts; financial research; preparation of financial reports for others and financial analysis related thereto; providing financial information in the field of investment opportunities and financial analysis; investment management and distribution of shares of investment companies or other pooled investment vehicles, namely, of collateralized debt obligations, collateralized loan obligations, mutual funds, hedge funds and variable insurance funds; online financial services, namely, investment fund transfer and transaction services, financial planning and financial research; financial management and financial planning

Description: Investment and asset management services, namely, portfolio management and analysis of collateralized debt obligations

Description: Bank services; mutual fund investment advisory services; and financial services in the nature of pooled investment funds

Description: Temporary use of online, non-downloadable software for use in managing investment collateral, for creating collateral agreements, for storing, maintaining and accessing collateral agreement data and details, for calculating collateral margins, for generating collateral statements, credit support agreements and daily collateral exposure summaries, for examining collateral exposure to counterparty and/or portfolio transactions, also featuring search tools to enable user access to past and present collateral information, and enabling assignment of collateral agreements to one or more portfolios

Description: Financial services, namely, providing risk management services, financial management services, and securities trading; Temporary use of on-line non-downloadable computer software for use by others in providing financial services, namely, providing risk management, financial information, financial management, securities trading and investment management services

Description: Financial services, namely, providing financial risk management services, financial management services, securities trading, insurance consultation, investment management and investment advisory services; temporary use of on-line non-downloadable computer software for use by others in the valuation, analysis, and financial risk assessment of financial instruments

Description: FINANCIAL SERVICES, NAMELY, PROVIDING RISK MANAGEMENT SERVICES, FINANCIAL MANAGEMENT SERVICES, SECURITIES TRADING, INSURANCE CONSULTATION, INVESTMENT MANAGEMENT AND INVESTMENT ADVISORY SERVICES; "SOLUTIONS"; [ TEMPORARY USE OF ON-LINE NON-DOWNLOADABLE COMPUTER SOFTWARE FOR USE BY OTHERS IN THE EVALUATION, ANALYSIS, AND RISK ASSESSMENT OF FINANCIAL INSTRUMENTS ]

Description: INVESTMENT MANAGEMENT SERVICES; INVESTMENT ADVICE; RISK MANAGEMENT; STOCK BROKERAGE SERVICES, namely, THE SALES, MARKETING AND DISTRIBUTION OF INVESTMENT COMPANY SHARES; MUTUAL FUND BROKERAGE SERVICES; MUTUAL FUND ADMINISTRATION [ AND TRANSFER AGENCY SERVICES ]