CLSA B.V.

"CHINA" OR "RESEARCH"

Class 036: Financial services, namely, financial information, financial consultancy, financial risk management services, financial advisory services; business equity research; equity financing, namely, equity capital investment; financial equity trading, namely, online trading of financial instruments, securities, shares, options and other derivative products; brokerage of equities, namely, securities brokerage; equity capital investment; financial consultancy in the field of equity; financial management relating to securities and public and private equities and investment services of funds for others relating to securities and public and private equities; capital investment; financial evaluation in the fields of insurance, banking, and real estate; financial analysis; financial consultancy; financial research; financial affairs, namely, providing and compiling statistics, data, and other sources of information for financial purposes; insurance brokerage services; monetary affairs, namely, financial management, financial planning, financial evaluation and financial analysis services; real estate affairs, namely, financial valuation of real estate, real estate consultancy, financial investment in the field of real estate

"UNIVERSITY"

Educational services, namely, conducting classes, seminars, web-seminars, conferences, video conferences and workshops in the field of finance and investment; THE LETTER "U"

Real estate agency affairs; real estate agencies; real estate valuation; real estate appraisal; real estate investment; real estate management; real estate brokers; leasing of real estate; insurance agencies; financial affairs, namely, financial information, management and analysis services; monetary affairs, namely, assisting others with monetary and financial transactions, providing monetary exchange services, monetary transfer services, monetary advice and information, and monetary strategy consultation and research; financial investment and financial advisory services; capital investments; charitable fund raising; financial business liquidation services; financial clearing houses; financial evaluation; financial management; financial sponsorship of sports, recreational, cultural and entertainment events; financing services; fiscal assessments; fund investments; financial fund management; fund investment management; financial asset management services; financing of real estate development, real estate financing; developing and organising securitization of leases and mortgage loans; financial structuring in the nature of financial management, investment advisory services and investment of funds for others; financial guarantees; lease-purchase financing; mezzanine financing, mortgage banking; mortgage financing; asset securitization, structured financing; financial business merger, acquisition, divestiture, joint-venture, corporate restructuring and privatization consulting and advisory services; mutual fund brokerage; rent collection; rental of offices and commercial properties; renting of apartments; renting of flats; securities brokerage; stock exchange quotations; stocks and bonds brokerage; administration of financial trusts; corporate trust services; financial trust management; investment trust management; investment trust services; property unit trust services; fund raising, namely, charitable fund raising, raising money for the hedge funds of others; financial advisory, consultancy and provision of information of the aforesaid services; "REAL ESTATE"

[ Providing financial and insurance information about the insurance industry; ] financial affairs and monetary affairs, namely, providing financial research; real estate affairs, namely, providing information on real estate investments; financial research services; financial information, financial management and planning; financial analysis and evaluation; [ corporate and investment banking services; capital investments; ] financial consultancy; securities brokerage; fund investing; mutual funds investments; assisting others with the completion of financial transactions for equities; financial risk management services and financial advisory services; none of the aforesaid services relating to foreign exchange transactions information or foreign exchange transactions, namely, settlement systems, deposit-taking, provision of overdrafts and the taking of securities and other collateral in relation to such overdrafts, clearing, payment and settlement services all in respect of international currency transactions among financial institutions and other participants in financial markets

[Apparatus for recording, transmission or reproduction of sound or images; pre-recorded magnetic data carriers featuring business, investment and financial research; pre-recorded recording discs featuring business, investment and financial research; pre-recorded compact discs featuring business, investment and financial research; pre-recorded DVDs featuring business, investment and financial research; Cash registers, calculating machines, data processing equipment, computers; Computer software for analysis of business, investment and financial research; Downloadable financial database]; Printed matter, namely, [books,] reports,[ periodicals] in the field of business, investment and finance;[Photographs; Stationery; printed instructional and teaching material in the field of business, investment and finance; ] Printed publications, namely,[books, magazines,] newsletters,[ manuals and prospectuses, all] related to financial, business evaluation and risk management; [Advertising; Business management; Business administration; Office functions;] Analysis of business performances in the nature of business and market analysis, [business appraisals,] business information,[ business management] and [organizational consultancy,] business research [, commercial or industrial management assistance, computerized database management, namely, compilation of systemization of information into databases, economic forecasting and provision of business statistical information]

"RESEARCH"

"ASIA USA"

"ASIA USA"

Class 016: Publications, namely, books, handouts, reports in the field of finance and investment, and reports in the field of personal financial development and growth; Class 036: Providing advisory services in the field of finance and investment; none of the aforesaid services relating to foreign exchange transactions, namely, settlement systems, deposit-taking, provision of overdrafts and the taking of securities and other collateral in relation to such overdrafts, or the provision of financial information, all in respect of foreign exchange transactions, clearing, payment and settlement services relating to international currency transactions among financial institutions and other participants in financial markets; Class 041: Educational services, namely, conducting classes, seminars, web-seminars, conferences, video conferences and workshops in the field of finance and investment

"U"

"UNIVERSITY"

"LIQUIDITY"

"HEDGE FUND"

"ASIA-PACIFIC MARKETS"

"POST EXECUTION ANALYTICS"

"AUDIT"

"CLEAN & GREEN"

"INTELLIGENCE"

Class 036: Financial services, namely, investment advisory services and investment of funds for others

Class 036: Financial services, namely, investment advisory services and investment of funds for others

Class 036: Financial services, namely, investment advisory services and investment of funds for others

Class 036: Financial services, namely, investment advisory services and investment of funds for others

"EVALUATOR"

"CAPITAL"

Financial research services; financial analysis; corporate and investment banking services; capital investments; financial consultancy; securities brokerage, assisting others with the completion of financial transactions for equities; risk management services, and financial advisory services; none of the aforesaid services relating to foreign exchange transactions information or foreign exchange transactions, namely, settlement systems, deposit-taking, provision of overdrafts and the taking of securities and other collateral in relation to such overdrafts, clearing, payment and settlement services all in respect of international currency transactions among financial institutions and other participants in financial markets

"CARD"

Class 036: Financial services, namely, real estate investment and advisory services, and investing funds for others