JANUS INTERNATIONAL HOLDING, LLC logo

JANUS INTERNATIONAL HOLDING, LLC

75 Marks
LLC
First Filed:Aug 8, 1986Latest Filed:Jan 5, 2016Address:Attn: Amber Sanders, Denver, CO 80206

Portfolio Overview

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7

Top Classes

Class 36
Insurance, Financial Services & Real Estate
67(89%)
Class 35
Advertising, Business Services & Retail
4(5%)
Class 45
Personal services
2(3%)

TTAB Proceedings

Total Proceedings
6
As Plaintiff
5(83%)
As Defendant
1(17%)

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Trademark Activity Timeline(1986 – 2017)

Trademark Portfolio

82 results

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Filed
Registered
Last Activity
PERKINS INVESTMENT MANAGEMENT
PERKINS INVESTMENT MANAGEMENT
Service Mark
Word
ABANDONED
Owner:
Serial:86865481
Filed:Jan 5, 2016
Classes:36
JANUS MARKET GPS
JANUS MARKET GPS
Service Mark
Word
CANCELLED
Owner:
Serial:86850788
Filed:Dec 16, 2015
Classes:36
Registration:5147892
Registered:Feb 21, 2017
THE NEW NATURAL
THE NEW NATURAL
Service Mark
Word
ABANDONED
Owner:
Serial:86486110
Filed:Dec 19, 2014
Classes:36
ERW
ERW
Service Mark
Word
CANCELLED
Owner:
Serial:86175867
Filed:Jan 27, 2014
Classes:35
Registration:4576001
Registered:Jul 29, 2014
VELOCITYSHARES LARGE CAP VARIANCE INDEX SPVX
VELOCITYSHARES LARGE CAP VARIANCE INDEX SPVX
Service Mark
Word
ABANDONED
Owner:
Serial:86128293
Filed:Nov 25, 2013
Classes:35
Description: "LARGE CAP VARIANCE INDEX"
V VELOCITYCAPITAL
V VELOCITYCAPITAL
Service Mark
Combined
CANCELLED
Owner:
Serial:86119101
Filed:Nov 14, 2013
Classes:36
Registration:4657545
Registered:Dec 16, 2014
THE POWER OF DIFFERENT
THE POWER OF DIFFERENT
Service Mark
Word
CANCELLED
Owner:
Serial:85702956
Filed:Aug 14, 2012
Classes:36
Registration:4316842
Registered:Apr 9, 2013
THE JANUS FOUNDATION
THE JANUS FOUNDATION
Service Mark
Word
CANCELLED
Owner:
Serial:85580754
Filed:Mar 27, 2012
Classes:36
Registration:4241685
Registered:Nov 13, 2012
Description: "FOUNDATION"
STAND APART
STAND APART
Service Mark
Word
ABANDONED
Owner:
Serial:85570094
Filed:Mar 15, 2012
Classes:36
WHAT SETS US APART SETS OUR CLIENTS APART
WHAT SETS US APART SETS OUR CLIENTS APART
Service Mark
Word
ABANDONED
Owner:
Serial:85570121
Filed:Mar 15, 2012
Classes:36
PERKINS SELECT VALUE FUND
PERKINS SELECT VALUE FUND
Service Mark
Word
CANCELLED
Owner:
Serial:85495898
Filed:Dec 15, 2011
Classes:36
Registration:4303727
Registered:Mar 19, 2013
Description: "SELECT VALUE FUND"
BALANCED ADVISOR
BALANCED ADVISOR
Service Mark
Word
CANCELLED
Owner:
Serial:85389838
Filed:Aug 4, 2011
Classes:45
Registration:4354575
Registered:Jun 18, 2013
Description: "ADVISOR"
JANUS PEAK PERFORMANCE CHALLENGE
JANUS PEAK PERFORMANCE CHALLENGE
Service Mark
Combined
CANCELLED
Owner:
Serial:85388465
Filed:Aug 3, 2011
Classes:41
Registration:4170528
Registered:Jul 10, 2012
Description: "PERFORMANCE CHALLENGE"
JANUS GLOBALVIEW
JANUS GLOBALVIEW
Service Mark
Word
CANCELLED
Owner:
Serial:85338709
Filed:Jun 6, 2011
Classes:36
Registration:4077211
Registered:Dec 27, 2011
JANUS PROTECTED SERIES - GROWTH
JANUS PROTECTED SERIES - GROWTH
Service Mark
Word
CANCELLED
Owner:
Serial:85314709
Filed:May 6, 2011
Classes:36
Registration:4200792
Registered:Sep 4, 2012
Description: "PROTECTED SERIES" AND "GROWTH"
BRAINWORKS
BRAINWORKS
Service Mark
Combined
CANCELLED
Owner:
Serial:85242329
Filed:Feb 15, 2011
Classes:45
Registration:4224005
Registered:Oct 16, 2012
JANUS REAL RETURN ALLOCATION FUND
JANUS REAL RETURN ALLOCATION FUND
Service Mark
Word
CANCELLED
Owner:
Serial:85241799
Filed:Feb 14, 2011
Classes:36
Registration:4089988
Registered:Jan 24, 2012
Description: "REAL RETURN ALLOCATION FUND"
JANUS PROTECTED GROWTH FUND
JANUS PROTECTED GROWTH FUND
Service Mark
Word
ABANDONED
Owner:
Serial:85228983
Filed:Jan 28, 2011
Classes:36
PROTECTED GROWTH FUND
PROTECTED GROWTH FUND
Service Mark
Word
ABANDONED
Owner:
Serial:85229032
Filed:Jan 28, 2011
Classes:36
ADVISORDRIVEN.ADVISORSOLD.
ADVISORDRIVEN.ADVISORSOLD.
Service Mark
Combined
CANCELLED
Owner:
Serial:85150912
Filed:Oct 12, 2010
Classes:36
Registration:3980999
Registered:Jun 21, 2011
PERKINS
PERKINS
Service Mark
Word
CANCELLED
Owner:
Serial:77879657
Filed:Nov 24, 2009
Classes:36
Registration:4137322
Registered:May 8, 2012
PERKINS INVESTMENT MANAGEMENT
PERKINS INVESTMENT MANAGEMENT
Service Mark
Word
CANCELLED
Owner:
Serial:77880039
Filed:Nov 24, 2009
Classes:36
Registration:4137323
Registered:May 8, 2012
Description: "INVESTMENT MANAGEMENT"
GEARED FOR TRADERS
GEARED FOR TRADERS
Service Mark
Word
CANCELLED
Owner:
Serial:77876897
Filed:Nov 19, 2009
Classes:35
Registration:4376732
Registered:Jul 30, 2013
Description: "TRADERS"
PERKINS INVESTMENT MANAGEMENT
PERKINS INVESTMENT MANAGEMENT
Service Mark
Word
CANCELLED
Owner:
Serial:77803682
Filed:Aug 13, 2009
Classes:36
Registration:3741402
Registered:Jan 19, 2010
Description: "INVESTMENT MANAGEMENT"
UNCOMMON VALUE
UNCOMMON VALUE
Service Mark
Word
CANCELLED
Owner:
Serial:77796633
Filed:Aug 4, 2009
Classes:36
Registration:4056770
Registered:Nov 15, 2011
Description: "VALUE"
DIVERSITY
DIVERSITY
Service Mark
Combined
CANCELLED
Owner:
Serial:77342781
Filed:Dec 3, 2007
Classes:35
Registration:3511242
Registered:Oct 7, 2008
Description: "DIVERSITY"
JANUSLABS
JANUSLABS
Service Mark
Word
CANCELLED
Owner:
Serial:77306541
Filed:Oct 17, 2007
Classes:36
Registration:3511119
Registered:Oct 7, 2008
THE SCIENCE BEHIND A BETTER PRACTICE
THE SCIENCE BEHIND A BETTER PRACTICE
Service Mark
Word
ABANDONED
Owner:
Serial:77306557
Filed:Oct 17, 2007
Classes:36
GO FURTHER
GO FURTHER
Service Mark
Word
CANCELLED
Owner:
Serial:77297448
Filed:Oct 5, 2007
Classes:36
Registration:3481964
Registered:Aug 5, 2008
GO FARTHER
GO FARTHER
Service Mark
Word
CANCELLED
Owner:
Serial:77162990
Filed:Apr 23, 2007
Classes:36
Registration:3454898
Registered:Jun 24, 2008
FINANCIAL FRONTIERS AWARDS
FINANCIAL FRONTIERS AWARDS
Service Mark
Combined
ABANDONED
Owner:
Serial:77114695
Filed:Feb 23, 2007
Classes:36
INTECH COLLARED LONG/SHORT FUND
INTECH COLLARED LONG/SHORT FUND
Service Mark
Word
ABANDONED
Owner:
Serial:77054437
Filed:Nov 30, 2006
Classes:36
MODULAR PORTFOLIO
MODULAR PORTFOLIO
Service Mark
Word
ABANDONED
Owner:
Serial:78908907
Filed:Jun 15, 2006
Classes:36
Description: Mutual fund invesmtments and investment advisory services; investing the funds of others
MODULAR PORTFOLIO CONSTRUCTION
MODULAR PORTFOLIO CONSTRUCTION
Service Mark
Word
CANCELLED
Owner:
Serial:78908874
Filed:Jun 15, 2006
Classes:36
Registration:3227895
Registered:Apr 10, 2007
Description: Fund investment consultation
JANUSINTECH
JANUSINTECH
Service Mark
Word
CANCELLED
Owner:
Serial:78804526
Filed:Feb 1, 2006
Classes:36
Registration:3235379
Registered:Apr 24, 2007
MATH IS POWER
MATH IS POWER
Service Mark
Word
CANCELLED
Owner:
Serial:78773869
Filed:Dec 15, 2005
Classes:36
Registration:3244030
Registered:May 22, 2007
JANUS SMART PORTFOLIOS
JANUS SMART PORTFOLIOS
Service Mark
Word
CANCELLED
Owner:
Serial:78705494
Filed:Sep 1, 2005
Classes:36
Registration:3396002
Registered:Mar 11, 2008
Description: "PORTFOLIOS"
JANUSLABS
JANUSLABS
Service Mark
Combined
CANCELLED
Owner:
Serial:78626753
Filed:May 10, 2005
Classes:36
Registration:3170799
Registered:Nov 14, 2006
JANUS TRITON FUND
JANUS TRITON FUND
Service Mark
Word
REGISTERED
Owner:
Serial:78553318
Filed:Jan 25, 2005
Classes:36
Registration:3124807
Registered:Aug 1, 2006
Description: Investing the funds of others; mutual fund investment and investment advisory services; "FUND"
JANUS RESEARCH FUND
JANUS RESEARCH FUND
Service Mark
Word
REGISTERED
Owner:
Serial:78530577
Filed:Dec 10, 2004
Classes:36
Registration:3127994
Registered:Aug 8, 2006
Description: Investing the funds of others; mutual fund investment and investment advisory services
JANUS EXPLORER FUND
JANUS EXPLORER FUND
Service Mark
Word
ABANDONED
Owner:
Serial:78512910
Filed:Nov 8, 2004
Classes:36
JANUS CONTRARIAN FUND
JANUS CONTRARIAN FUND
Service Mark
Word
REGISTERED
Owner:
Serial:78497574
Filed:Oct 11, 2004
Classes:36
Registration:3147570
Registered:Sep 26, 2006
Description: Investing the funds of others; mutual fund investment and investment advisory services
JANUS FOCUSED VALUE FUND
JANUS FOCUSED VALUE FUND
Service Mark
Word
ABANDONED
Owner:
Serial:78497582
Filed:Oct 11, 2004
Classes:36
JANUS GLOBAL OPPORTUNITIES FUND
JANUS GLOBAL OPPORTUNITIES FUND
Service Mark
Word
CANCELLED
Owner:
Serial:76589506
Filed:Apr 16, 2004
Classes:36
Registration:3143904
Registered:Sep 19, 2006
Description: Investing the funds of others; mutual fund investment and investment advisory services; "GLOBAL OPPORTUNITIES FUND"
JANUS MID CAP VALUE FUND
JANUS MID CAP VALUE FUND
Service Mark
Word
CANCELLED
Owner:
Serial:76589505
Filed:Apr 16, 2004
Classes:36
Registration:3143903
Registered:Sep 19, 2006
Description: Investing the funds of others; mutual fund investment and investment advisory services; "MID CAP VALUE FUND"
JANUS SMALL CAP VALUE FUND
JANUS SMALL CAP VALUE FUND
Service Mark
Word
CANCELLED
Owner:
Serial:76589508
Filed:Apr 16, 2004
Classes:36
Registration:3143905
Registered:Sep 19, 2006
Description: Investing the funds of others; mutual fund investment and investment advisory services; "SMALL CAP VALUE FUND"
JANUS SPECIAL EQUITY FUND.
JANUS SPECIAL EQUITY FUND.
Service Mark
Word
ABANDONED
Owner:
Serial:76589507
Filed:Apr 16, 2004
Classes:36
Description: Investing the funds of others; mutual fund investment and investment advisory services
JANUS US VALUE FUND.
JANUS US VALUE FUND.
Service Mark
Word
ABANDONED
Owner:
Serial:76589509
Filed:Apr 16, 2004
Classes:36
Description: Investing the funds of others; mutual fund investment and investment advisory services
JANUS RISK-MANAGED STOCK FUND
JANUS RISK-MANAGED STOCK FUND
Service Mark
Word
CANCELLED
Owner:
Serial:78402372
Filed:Apr 15, 2004
Classes:36
Registration:3031532
Registered:Dec 20, 2005
Description: "RISK-MANAGED STOCK FUND"
JANUS CAPITAL GROUP
JANUS CAPITAL GROUP
Service Mark
Combined
REGISTERED
Owner:
Serial:78401897
Filed:Apr 14, 2004
Classes:36
Registration:3026951
Registered:Dec 13, 2005
Description: Investing the funds of others; mutual fund investment services; investment advisory services
JANUS GLOBAL ADVISER
JANUS GLOBAL ADVISER
Service Mark
Word
ABANDONED
Owner:
Serial:76537649
Filed:Aug 11, 2003
Classes:36
Description: Investing the funds of others; mutual fund investment and investment advisory services; "GLOBAL ADVISER"
JANUS INSTITUTIONAL CASH RESERVES FUND
JANUS INSTITUTIONAL CASH RESERVES FUND
Service Mark
Word
CANCELLED
Owner:
Serial:76468359
Filed:Nov 18, 2002
Classes:36
Registration:2779320
Registered:Nov 4, 2003
Description: Investing the funds of others; mutual fund investment and investment advisory services; "INSTITUTIONAL CASH RESERVES FUND"
JANUS INTERNATIONAL
JANUS INTERNATIONAL
Service Mark
Word
CANCELLED
Owner:
Serial:76468358
Filed:Nov 18, 2002
Classes:36
Registration:2779319
Registered:Nov 4, 2003
Description: Investing the funds of others; mutual fund investment and investment advisory services; "INTERNATIONAL"
JANUS GLOBAL LIFE SCIENCES FUND
JANUS GLOBAL LIFE SCIENCES FUND
Service Mark
Word
CANCELLED
Owner:
Serial:76197016
Filed:Jan 22, 2001
Classes:36
Registration:2645273
Registered:Nov 5, 2002
Description: "GLOBAL LIFE SCIENCES FUND"
JANUS ORION FUND
JANUS ORION FUND
Service Mark
Word
CANCELLED
Owner:
Serial:76020114
Filed:Apr 7, 2000
Classes:36
Registration:2684194
Registered:Feb 4, 2003
Description: "FUND"
JANUS SHORT-TERM BOND FUND
JANUS SHORT-TERM BOND FUND
Service Mark
Word
CANCELLED
Owner:
Serial:75873922
Filed:Dec 6, 1999
Classes:36
Registration:2402144
Registered:Nov 7, 2000
Description: Investing the funds of others - mutual fund investment
JANUS BALANCED FUND
JANUS BALANCED FUND
Service Mark
Word
CANCELLED
Owner:
Serial:75919727
Filed:Nov 23, 1999
Classes:36
Registration:2408925
Registered:Nov 28, 2000
Description: "BALANCED FUND"
JANUS ADVISER SERIES
JANUS ADVISER SERIES
Service Mark
Word
CANCELLED
Owner:
Serial:75817581
Filed:Oct 8, 1999
Classes:36
Registration:2747624
Registered:Aug 5, 2003
Description: Investing the funds of others; mutual fund investment; "ADVISER SERIES"
JANUS GLOBAL TECHNOLOGY FUND
JANUS GLOBAL TECHNOLOGY FUND
Service Mark
Word
CANCELLED
Owner:
Serial:75534055
Filed:Aug 10, 1998
Classes:36
Registration:2421864
Registered:Jan 16, 2001
Description: Investing the funds of others; mutual funds investment; "TECHNOLOGY FUND"
75227368
75227368
Service Mark
Design
CANCELLED
Owner:
Serial:75227368
Filed:Jan 17, 1997
Classes:36
Registration:2181919
Registered:Aug 18, 1998
Description: Investing the funds of others - mutual fund investment services
JANUS
JANUS
Service Mark
Word
REGISTERED
Owner:
Serial:75227367
Filed:Jan 17, 1997
Classes:36
Registration:2181918
Registered:Aug 18, 1998
Description: Investing the funds of others - mutual fund investment services
JANUS HIGH-YIELD FUND
JANUS HIGH-YIELD FUND
Service Mark
Word
CANCELLED
Owner:
Serial:75227365
Filed:Jan 17, 1997
Classes:36
Registration:2170950
Registered:Jul 7, 1998
Description: Investing the funds of others - mutual fund investment services; "HIGH-YIELD FUND"
GET THERE.
GET THERE.
Service Mark
Word
CANCELLED
Owner:
Serial:75203509
Filed:Nov 25, 1996
Classes:36
Registration:2423611
Registered:Jan 23, 2001
Description: Mutual fund investment services
JANUS OLYMPUS FUND
JANUS OLYMPUS FUND
Service Mark
Word
CANCELLED
Owner:
Serial:74732727
Filed:Sep 22, 1995
Classes:36
Registration:2272511
Registered:Aug 24, 1999
Description: Mutual fund investment services; "FUND"
JANUS ENTERPRISE FUND
JANUS ENTERPRISE FUND
Service Mark
Word
REGISTERED
Owner:
Serial:74709387
Filed:Jul 31, 1995
Classes:36
Registration:1985649
Registered:Jul 9, 1996
Description: Investing the funds of others - mutual fund investment services; "ENTERPRISE FUND"
JANUS GOVERNMENT MONEY MARKET FUND
JANUS GOVERNMENT MONEY MARKET FUND
Service Mark
Word
REGISTERED
Owner:
Serial:74709390
Filed:Jul 31, 1995
Classes:36
Registration:1984199
Registered:Jul 2, 1996
Description: Investing the funds of others - mutual fund investment services; "GOVERNMENT TAX-EXEMPT MONEY MARKET FUND
JANUS MONEY MARKET FUND
JANUS MONEY MARKET FUND
Service Mark
Word
REGISTERED
Owner:
Serial:74709388
Filed:Jul 31, 1995
Classes:36
Registration:1982645
Registered:Jun 25, 1996
Description: Investing the funds of others - mutual fund investment services; "MONEY MARKET FUND"
JANUS TAX-EXEMPT MONEY MARKET FUND
JANUS TAX-EXEMPT MONEY MARKET FUND
Service Mark
Word
CANCELLED
Owner:
Serial:74709389
Filed:Jul 31, 1995
Classes:36
Registration:1982646
Registered:Jun 25, 1996
Description: Investing the funds of others - mutual fund investment services; "TAX-EXEMPT MONEY MARKET FUND"
JANUS OVERSEAS FUND
JANUS OVERSEAS FUND
Service Mark
Word
CANCELLED
Owner:
Serial:74504065
Filed:Mar 23, 1994
Classes:36
Registration:1934204
Registered:Nov 7, 1995
Description: Investing the funds of others; mutual fund investment services; "OVERSEAS FUND"
10 UNCOMMON VALUES
10 UNCOMMON VALUES
Trademark
Word
CANCELLED
Owner:
Serial:74383812
Filed:Apr 28, 1993
Classes:16
Registration:1919606
Registered:Sep 19, 1995
Description: Series of publications, namely pamphlets dealing with common stock recommendations and brokerage services; "10"
JANUS MERCURY FUND
JANUS MERCURY FUND
Service Mark
Word
CANCELLED
Owner:
Serial:74361710
Filed:Feb 24, 1993
Classes:36
Registration:1840081
Registered:Jun 14, 1994
Description: Investing the funds of others; mutual fund investment services; "FUND"
JANUS WORLDWIDE FUND
JANUS WORLDWIDE FUND
Service Mark
Word
CANCELLED
Owner:
Serial:74175392
Filed:Jun 12, 1991
Classes:36
Registration:1731583
Registered:Nov 10, 1992
Description: Mutual fund investment services; "WORLDWIDE FUND"
JANUS TWENTY FUND
JANUS TWENTY FUND
Service Mark
Word
CANCELLED
Owner:
Serial:73814773
Filed:Jul 24, 1989
Classes:36
Registration:1591265
Registered:Apr 10, 1990
Description: "TWENTY FUND"
JANUS FUND
JANUS FUND
Service Mark
Word
CANCELLED
Owner:
Serial:73615284
Filed:Aug 18, 1986
Classes:36
Registration:1469367
Registered:Dec 15, 1987
Description: INVESTING THE FUNDS OF OTHERS; MUTUAL FUND SERVICES
JANUS VENTURE FUND
JANUS VENTURE FUND
Service Mark
Word
REGISTERED
Owner:
Serial:73613771
Filed:Aug 8, 1986
Classes:36
Registration:1469365
Registered:Dec 15, 1987
Description: INVESTING THE FUNDS OF OTHERS; MUTUAL FUND SERVICES
SMART GROWTH
SMART GROWTH
Service Mark
Word
Previous
REGISTERED
Owner:
Serial:86917979
Filed:Feb 24, 2016
Classes:36
Registration:5008222
Registered:Jul 26, 2016
Description: Investment advisory services; Investment of funds for others; Mutual fund investment
THOUGHTS AND BONDS
THOUGHTS AND BONDS
Service Mark
Word
Previous
CANCELLED
Owner:
Serial:86853024
Filed:Dec 17, 2015
Classes:36
Registration:5147905
Registered:Feb 21, 2017
V
V
Service Mark
Combined
Previous
REGISTERED
Owner:
Serial:77876909
Filed:Nov 19, 2009
Classes:36
Registration:4514840
Registered:Apr 15, 2014
Description: Providing financial indices based on selected groups of securities; advertising and marketing services featuring indexes, [ index funds, exchange traded funds, ] exchange traded notes, investment securities [ , commodity pools, financial futures contracts, options, structured notes, and derivatives; marketing of investment vehicles also known as investment companies, namely, open-end investment companies, mutual funds and exchange traded funds, exchange traded notes, closed-end investment companies, commodity pools, and business development companies ] | Financial services [ in the nature of investment securities; brokerage of shares and other securities; financial services, ] namely, sponsoring, offering, brokering, managing and administering [ index funds, exchange traded funds, exchange traded notes, ] investment securities [ , commodity pools, financial futures contracts, options, structured notes, and derivatives; financial services, namely, sponsoring, offering, brokering, managing and administering investment vehicles also known as investment companies, , namely, , open-end investment companies, mutual funds and exchange traded funds, exchange traded notes, closed-end investment companies, commodity pools, and business development companies ]
V VELOCITYSHARES
V VELOCITYSHARES
Service Mark
Combined
Previous
REGISTERED
Owner:
Serial:77876926
Filed:Nov 19, 2009
Classes:35
Registration:4514841
Registered:Apr 15, 2014
Description: Providing financial indices based on selected groups of securities; advertising and marketing services featuring indexes, [ index funds, exchange traded funds, ] exchange traded notes, investment securities, [ commodity pools, financial futures contracts, options, structured notes, and derivatives; marketing of investment vehicles also known as investment companies, namely, open-end investment companies, mutual funds and [ exchange traded funds, exchange traded notes, closed-end investment companies, commodity pools, and business development companies ] | [ Financial services in the nature of investment securities; brokerage of shares and other securities; ] financial services, namely, sponsoring, offering, brokering, managing and administering [ index funds, exchange traded funds, exchange traded notes, ] investment securities [, commodity pools, financial futures contracts, options, structured notes, and derivatives; financial services, namely, sponsoring, offering, [ brokering, ] managing and administering investment vehicles also known as investment companies, namely, open-end investment companies, mutual funds and exchange traded funds, exchange traded notes , closed-end investment companies, commodity pools, and business development companies ]
VELOCITYSHARES
VELOCITYSHARES
Service Mark
Word
Previous
REGISTERED
Owner:
Serial:77724802
Filed:Apr 29, 2009
Classes:36
Registration:4342817
Registered:May 28, 2013
Description: Financial services, namely, sponsoring, offering, managing and administering [ index funds, exchange traded funds, exchange traded notes, ] investment securities [, commodity pools, and derivatives; financial services, namely, sponsoring, offering, managing and administering of investment vehicles also known as investment companies, namely, open-end investment companies, mutual funds and exchange traded funds, exchange traded notes, and commodity pools ]