OSAIC HOLDINGS, INC.

Class 035: Business succession planning services; business administration and management assistance; providing business information and advice; all of the foregoing in the field of wealth management

Class 036: Investment management services, investment advisory services, financial management services, and broker-dealer services in the fields of securities, stocks, bonds, and mutual funds; Providing information and advice in the fields of investment management, investment advisory services, financial management services, and broker-dealer services

Capital investment; investment of funds; financial analysis, management, consulting and advisory services; investment analysis, management, consulting and advisory services; financial planning; provision and administration of funds, exchange-traded funds, and financial investment products; financial research and information services; brokerage of stocks, securities, and investments; trading of financial instruments; Providing financial indices based on selected groups of securities; providing and updating a financial index

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "CONSULTING"

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "ADVISORY SERVICES"

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "PLATFORM"; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, research and educational materials to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "SERVICES"; providing an Internet website featuring on-line non-downloadable software providing resources, information, and tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "LIMITED"; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, and financial management services; providing an Internet website portal in the field of investment management services, investment advisory services, and financial management services; providing an Internet website portal offering information, advice, research and educational materials to financial advisors and client investors in the field of investment management services, investment advisory services, and financial management services; "RIA"; providing an Internet website featuring on-line non-downloadable software providing resources, information, and tools to financial advisors and client investors in the field of investment management services, investment advisory services, and financial management services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "ADVISORS"; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "ADVISORY"; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "FINANCIAL SERVICES"; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "INSTITUTIONAL HOLDINGS"; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "INSTITUTIONS"

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "WEALTH"; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website featuring online non-downloadable software for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; charitable foundation services, namely, providing financial assistance for programs and services of others; charitable fundraising services; charitable services, namely, organizing and developing funding programs that aim to provide support and financial assistance to others; charitable services, namely, promoting public awareness about the need to provide support and financial assistance to others; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

charitable foundation services, namely, providing financial assistance for programs and services of others; charitable fundraising services; charitable services, namely, organizing and developing funding programs that aim to provide support and financial assistance to others; charitable services, namely, promoting public awareness about the need to provide support and financial assistance to others; "FOUNDATION"

stock brokerage, security brokerage, investment banking, investment brokerage, investment consultation, financial planning, financial research, financial management, investment management

financial planning and investment advisory services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "FINANCIAL"; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "HOLDINGS"; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "HOLISTIC WEALTH"; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

investment management services, investment advisory services, and financial management services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, and financial management services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, and financial management services; "INVESTMENT ADVISORS"; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, and financial management services

investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, and research to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; "WEALTH PARTNERS"; providing an Internet website featuring online non-downloadable software and online non-downloadable software tools for use in providing information and financial calculation tools to financial advisors and client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds

"FINANCIAL ADVICE"

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; Providing a website featuring technology enabling financial professionals to manage financial transactions, access investment research, perform financial instrument trades, and manage client financial portfolios in the fields of finance and investment

Providing workshops and conferences in the fields of finance and investment; providing professional coaching services in the fields of finance and investment; Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "ADVISORS"; Providing a website featuring technology enabling financial professionals to manage financial transactions, access investment research, perform financial instrument trades, and manage client financial portfolios in the fields of finance and investment

Providing workshops and conferences in the fields of finance and investment; providing professional coaching services in the fields of finance and investment; Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "ADVISORS"; Providing a website featuring technology enabling financial professionals to manage financial transactions, access investment research, perform financial instrument trades, and manage client financial portfolios in the fields of finance and investment

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "SOLUTIONS"; Providing a website featuring technology enabling financial professionals to manage financial transactions, access investment research, perform financial instrument trades, and manage client financial portfolios in the fields of finance and investment

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "SOLUTIONS"; Providing a website featuring technology enabling financial professionals to manage financial transactions, access investment research, perform financial instrument trades, and manage client financial portfolios in the fields of finance and investment

Downloadable computer software featuring information in the fields of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds

Downloadable computer software featuring information in the fields of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds

Employee defined contribution and defined benefit plan fiduciary services in the nature of fiduciary representative services; administration of employee financial benefit plan; financial investment analysis and research of employee benefit plans; financial management of employee defined contribution and defined benefit plans

Financial services, namely, a retail broker/dealer that provides brokerage services in the nature of securities, stock, bond and mutual fund brokerage services, life underwriting insurance services, and retirement planning services to its customers through independent registered representatives; "FINANCIAL"

Financial services, namely, a retail broker/dealer that provides brokerage services in the nature of securities, stock, bond and mutual fund brokerage services, life underwriting insurance services, and retirement planning services to its customers through independent registered representatives; "FINANCIAL" AND "MEMBER OF ADVISOR GROUP"

Financial planning; investment advice

Providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, research and educational materials to financial advisors and new client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; Providing an Internet website featuring on-line non-downloadable software providing resources, information, and tools to financial advisors and new client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

Providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and broker-dealer services related to securities, stocks, bonds and mutual funds; providing an Internet website portal offering information, advice, research and educational materials to financial advisors and new client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; Providing an Internet website featuring on-line non-downloadable software providing resources, information, and tools to financial advisors and new client investors in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services

Providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website portal offering financial information, advice and research to purchasers and sellers of financial advisory businesses; Providing an Internet website portal offering business information, advice and research in the field of business succession planning; "SUCCESSION PLAN"; Providing an Internet website featuring on-line non-downloadable software providing various search filters for matching potential buyers and sellers of financial advisory businesses and providing information on financial advisory businesses available for purchase

Providing an Internet website portal in the field of investment management services, investment advisory services, financial management services, and securities and mutual fund broker-dealer services; providing an Internet website portal offering financial information, advice and research to purchasers and sellers of financial advisory businesses; Providing an Internet website portal offering business information, advice and research in the field of business succession planning; "SUCCESSION PLAN"; Providing an Internet website featuring on-line non-downloadable software providing various search filters for matching potential buyers and sellers of financial advisory businesses and providing information on financial advisory businesses available for purchase

Providing an Internet website portal offering customizable digital and print marketing materials, educational materials in the field of marketing, and information, advice, research and educational materials relating to marketing and social media, all to financial and investment advisors; providing information and advice to financial and investment advisors in the field of marketing; marketing consultation in the fields of financial and investment management and advisory services; Providing a website featuring on-line non-downloadable software for use in the creation of customizable digital and print marketing materials for use by financial and investment advisors

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds; "ADVISOR GROUP"

Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds

Investment management services; Providing an interactive website featuring technology that allows users to receive investment management services; providing an interactive website featuring technology that allows users to input investment preference data and information for the purposes of analyzing investment strategies and selecting investments

Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Insurance brokerage in the field of financial planning, retirement planning, annuities, life insurance, mutual funds, pensions and trust administration; Investment advisory services; Investment consultancy; Investment management of and distribution of variable annuities; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment

Investment Advisory Services; "ADVISORS"

Investment Advisory Services; "ADVISORS"

Financial investment services, namely, administering the [ issuance, underwriting and ] distribution of securities; Insurance brokerage in the field of financial planning, retirement planning, annuities, life insurance mutual funds and pensions; Financial trust planning; Investment advisory services; Investment consultancy; Investment management of and distribution of annuities; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment; "ALLIANCE"

Financial investment in the field of retirement plans, Investment advisory services; "WEALTH MANAGEMENT"

FINANCIAL SERVICES, NAMELY, FINANCIAL ANALYSIS, CONSULTATION AND BROKERAGE SERVICES IN THE FIELD OF STOCKS, BONDS, MUTUAL FUNDS AND IRAS; INSURANCE UNDERWRITING AND BROKERAGE SERVICES, NAMELY, UNIVERSAL LIFE, WHOLE LIFE, TERM LIFE, HEALTH AND FIXED ANNUITIES; "SECURITIES"

Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Insurance administration in the field of financial planning and retirement products, namely, annuities, life, mutual funds and pensions, investment consulting and trust administration; Insurance brokerage in the field of financial planning and retirement products, namely, annuities, life, mutual funds and pensions, investment consulting and trust administration; Investment advisory services; Investment management of and distribution of annuities; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment

Investment banking; investment brokerage; investment consultation; financial planning; financial research; stock brokerage; security brokerage; financial management; investment management; investment research and reporting

Investment brokerage; Investment consultation

investment advisory services

Financial services, namely, financial analysis, consultation and brokerage services in the field of stocks, bonds, mutual funds and IRAs; insurance underwriting and brokerage services, namely, universal life, whole life, term life, health and fixed annuities

Financial services, namely, brokerage services, financial analysis and consultation in the field of stocks, bonds, mutual funds and IRAs; insurance services, namely, insurance underwriting and brokerage services in the field of universal life, whole life, term life and fixed annuities; "securities"

Financial investment and advisory services in the fields of annuities, retirement plans and life insurance products

FINANCIAL SERVICES IN THE NATURE OF ADVISORY/CONSULTING SERVICES REGARDING INVESTMENT SECURITIES ACCOUNTS; "ADVISORY SERVICES"

Financial services, namely, providing an on-line computer database in the field of finance that allows financial consultants to access and analyze client account information

INVESTMENT ADVICE, NAMELY, FINANCIAL ASSET ALLOCATION ADVISORY SERVICES; "ADVISOR"

INVESTMENT BANKING SERVICES; "INVESTMENT BANKING"

computer software for networking securities' account information

financial services in the nature of providing a fee-based securities brokerage account; "PROGRAM"

stock brokerage, security brokerage, investment banking, investment brokerage, investment consultation, financial planning, financial research, financial management, investment management