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Proceeding Details
Proceeding Number
Filing Date
Oct 23, 2024
Last Status Update
Nov 10, 2026
Interlocutory Attorney
CHARLES HISER
Parties
Plaintiff

Cetera Financial Holdings, Inc.
PRYOR CASHMAN LLP
7 TIMES SQUARE
NEW YORK, NY 10036
Attorney / Correspondent:
Mark:
ICONNECT2INVEST
Registered
|Reg #: 4227341|S/N: 85415379VS
Defendant

Ashok Kandasamy Shanmugam
2131 KINGSBURY CIRCLE
SANTA CLARA, CA 95054
Attorney / Correspondent:
Mark:
CONNECT2INVESTORS
Pending
S/N: 97717355TTAB Documents
Title | Date | Entry # | Category | Code | Actions |
|---|---|---|---|---|---|
FINAL DECISION: OPP SUSTAINED | Nov 10, 2026 | 22 | Decisions | 870 | |
SUBMITTED FOR FINAL DECISION | Jun 23, 2026 | 21 | Decisions | 793 | |
MOTION DEFERRED UNTIL FINAL DECISION | Jun 18, 2026 | 20 | Miscellaneous | 900 | |
P REBUTTAL BRIEF: TM RULE 2.128 | Jun 12, 2026 | 19 | Appeals | 134 | |
P MOT TO STRIKE | Jun 1, 2026 | 18 | Motions | 343 | |
D REPLY BRIEF/MAIN BRIEF ON COUNTERCLAIM: TM RULE 2.128 | May 29, 2026 | 17 | Appeals | 132 | |
P MAIN BRIEF: TM RULE 2.128 | Apr 15, 2026 | 16 | Appeals | 112 | |
P CORRECTED NOTICE OF RELIANCE FOR ENTRY NO. 12 | Dec 2, 2025 | 15 | Miscellaneous | 900 | |
BD'S ORDER RE: PAGE ROTATION FOR ENTRY NO. 12 | Nov 20, 2025 | 14 | Miscellaneous | 900 | |
P TESTIMONY | Nov 3, 2025 | 13 | Discovery | 136 | |
P NOTICE OF RELIANCE | Nov 3, 2025 | 12 | Discovery | 129 | |
P NOTICE OF TAKING TESTIMONY | Nov 3, 2025 | 11 | Discovery | 131 | |
P NOTICE OF RELIANCE | Nov 3, 2025 | 10 | Discovery | 129 | |
D SUBMISSION ENTRY NO. 8 WILL BE GIVEN NO CONSIDERATION | Feb 3, 2025 | 9 | Miscellaneous | 900 | |
D SUBMISSION | Jan 22, 2025 | 8 | Miscellaneous | 900 | |
PROCEEDINGS RESUMED | Jan 7, 2025 | 7 | Status | 179 | |
ANSWER | Dec 30, 2024 | 6 | Pleadings | 107 | |
SUSPENDED | Dec 17, 2024 | 5 | Status | 516 | |
D OPP/RESP TO MOTION | Dec 2, 2024 | 4 | Motions | 405 | |
INSTITUTED | Oct 23, 2024 | 3 | Status | 128 | |
NOTICE AND TRIAL DATES SENT; ANSWER DUE: | Oct 23, 2024 | 2 | Scheduling | 707 | |
FILED AND FEE | Oct 23, 2024 | 1 | Fees | 124 |
22 filings. Scroll the list for more.