BROADRIDGE FINANCIAL SOLUTIONS, INC.

Class 042: Software as a service (SaaS) services featuring software used in connection with bond trading

Transfer agency services rendered to issuers of investment securities; Regulatory submission management, namely, assisting others in preparing and filing documents with governmental regulatory bodies; Providing a secured access database via the Internet through which documents and images can be viewed, copied, and printed for purposes of conducting corporate transactions

Financial evaluation, tracking, reporting, analysis, forecasting, consultancy, advisory, research, compliance monitoring and risk management services relating to securities, assets and other financial instruments; financial data analysis; investment management and research in the fields of securities, assets and other financial instruments.; Computer software platform provided on a software as a service (SaaS) basis leveraging business intelligence tools and artificial intelligence to facilitate the ingestion, harmonization, enrichment, transformation processing and persistence of data related to the trading of securities, assets and other financial instruments, and the measurement, analysis and reporting on: management information, risk management, financial performance, operational risk and efficiency, compliance monitoring, regulatory reporting, trading performance, trading strategies in pricing, execution, clearing and settlement, profitability, and trade settlement status; application service provider featuring application programming interface (API) software, and user interface, leveraging business intelligence tools and artificial intelligence, for rendering to user endpoints, harmonized data, and insights related to the trading of securities, assets and other financial instruments, and the measurement, analysis and reporting on: management information, risk management, financial performance, operational risk and efficiency, compliance monitoring, regulatory reporting, trading performance, trading strategies in pricing, execution, clearing and settlement, profitability, and trade settlement status.

Financial evaluation, tracking, reporting, analysis, forecasting, consultancy, advisory, research, compliance monitoring and risk management services relating to securities, assets and other financial instruments; financial data analysis; investment management and research in the fields of securities, assets and other financial instruments.; Computer software platform provided on a software as a service (SaaS) basis leveraging business intelligence tools and artificial intelligence to facilitate the ingestion, harmonization, enrichment, transformation processing and persistence of data related to the trading of securities, assets and other financial instruments, and the measurement, analysis and reporting on: management information, risk management, financial performance, operational risk and efficiency, compliance monitoring, regulatory reporting, trading performance, trading strategies in pricing, execution, clearing and settlement, profitability, and trade settlement status; application service provider featuring application programming interface (API) software, and user interface, leveraging business intelligence tools and artificial intelligence, for rendering to user endpoints, harmonized data, and insights related to the trading of securities, assets and other financial instruments, and the measurement, analysis and reporting on: management information, risk management, financial performance, operational risk and efficiency, compliance monitoring, regulatory reporting, trading performance, trading strategies in pricing, execution, clearing and settlement, profitability, and trade settlement status.

Financial evaluation, tracking, processing, analysis, forecasting, consultancy, capacity optimization, advisory, research, settlement, and exception management services relating to securities, assets and other financial instruments; financial data analysis; front-to-back trade lifecycle management services for securities, assets and other financial instruments; electronic financial trading, processing, and settlement services; investment management, processing, exception management, capacity optimization, research and settlement in the fields of securities, assets and other financial instruments; securities, assets and other financial instruments trading, investing, processing, exception management, and settlement services for others via the internet | Computer software platform provided on a software as service (SaaS) basis leveraging artificial intelligence to increase operations velocity and efficiency for securities, assets and other financial instruments trading, processing and settlements

Software as a service (SaaS) featuring software used for tokenization of financial assets used to track the current and historical ownership of collateral within a centralized system

Computer software platform provided on a software as a service (SaaS) basis using artificial intelligence to identify patterns of bond and securities trading activity

Software as a service (SaaS) services featuring software for electronically trading securities

Software as a service (SaaS) services featuring software for electronically trading securities

Software as a service (SaaS) services featuring software for electronically trading securities

Software as a service (SaaS) services featuring software for electronically trading securities

Software as a service (SAAS) services featuring software for assisting wealth management professionals and financial advisors, for enabling financial services firms to create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications, and for financial asset management and servicing

Platform as a service (PaaS) featuring computer software platforms for enabling financial services firms to create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications

"MATURITY FRAMEWORK"

Class 042: Providing temporary use of online non-downloadable software, namely, computer software platform used to identify patterns of bond trading activity

Computer software consulting; integration of computer software into multiple systems and networks

Providing temporary use of online, non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange Commission

computer software platform used to identify patterns of bond trading activity

computer software platform used to identify patterns of bond trading activity

"ADVISOR"

Software as a service (SAAS) services featuring software used for collateral management

"FUND DISTRIBUTION"

Downloadable computer software for the management of securities, derivatives, and commodities brokerage fee and commission payments and receipts, reconciliation of financial transactions involving cash, securities, derivatives and commodities, and management of financial trading activities | Management of securities, derivatives, and commodities brokerage fee and commission payments and receipts; reconciliation of financial transactions involving cash, securities, derivatives and commodities; managing financial trading activities; providing a secured access database via the internet for the management of securities, derivatives, and commodities brokerage fee and commission payments and receipts, reconciliation of financial transactions involving cash, securities, derivatives and commodities, and management of financial trading activities

Providing electronic downloadable reports regarding shareholder and investor voting; [ Printed reports featuring information regarding shareholder and investor voting ]; Providing information via the Internet in the field of shareholder and investor voting; providing a secured access database via the Internet through which documents and images can be viewed, downloaded, and printed for use by others in the analysis of shareholder and investor voting

Business management services, namely, management, processing, reporting and filing of shareholder voting by means of a global computer network

"PROXY"

Class 042: Providing temporary use of a non-downloadable computer software application for proxy management and processing via a global telecommunications network

Class 042: providing use of non-downloadable computer software that facilitates financial and investment transactions over a global computer network

Class 042: providing use of non-downloadable computer software that facilitates financial and investment transactions over a global computer network

"BOND INVENTORY"

Providing regulatory investment communications and securities brokerage information by means of a global computer network

Business management services, namely, management and processing of shareholder voting by means of a global computer network

"CLEARING"

"CLEARING & OUTSOURCING"

Financial services, namely, providing securities brokerage services, namely, securities transaction processing and correspondent clearing services, contacting investors regarding securities transactions, namely, transaction reporting

Financial services, namely, providing securities brokerage services, namely, securities transaction processing and correspondent clearing services, contacting investors regarding securities transactions, namely, transaction reporting

Business management and consultation services, namely, managing and processing shareholder proxy voting

Business management and consultation services, namely, managing and processing shareholder proxy voting

Computer software allowing user interface to receive and execute proxy votes

Class 009: Computer software for facilitating customer account tracking and regulatory compliance for the financial services industry