IPO COMPASS Trademark
IPO COMPASS is a USPTO trademark filed by Broadridge Financial Solutions, Inc.. Status: Pending.
Trademark Facts
| Mark | IPO COMPASS |
|---|---|
| Serial Number | 99254668 |
| Status | Pending |
| Filing Date | 2025-06-26 |
| Mark Type | Word |
| Nice Classes | 035 (Advertising & Business), 036 (Financial Services) |
| Owner | Broadridge Financial Solutions, Inc. |
| Attorney of Record | Daniel I. Schloss |
| Prosecution Events | 15 |
| Latest Event | NOAM on 2026-05-05 |
Goods & Services
Transfer agency services rendered to issuers of investment securities; Regulatory submission management, namely, assisting others in preparing and filing documents with governmental regulatory bodies; Providing a secured access database via the Internet through which documents and images can be viewed, copied, and printed for purposes of conducting corporate transactions
Recent Prosecution Activity
| Date | Document | Type |
|---|---|---|
| 2026-05-05 | Notice of Allowance | ENA |
| 2026-03-10 | OG Publication Confirmation | PB3 |
| 2026-03-04 | Notification of Notice of Publication | EB4 |
| 2026-03-04 | Notice of Publication | PB1 |
| 2026-02-15 | TRAM Snapshot of App at Pub for Oppostn | PST |
| 2026-02-13 | Amendment and Mail Process Complete | AMC |
USPTO Refusals on Record
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